UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
___________________________
FORM SD
Specialized Disclosure Report
___________________________
AGCO CORPORATION
A Delaware Corporation
IRS Employer Identification No. 58-1960019
SEC File Number 1-12930
4205 River Green Parkway
Duluth, GA 30096
(770) 813-9200
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
ý Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2022.
Section 1 – Conflict Minerals Disclosure
Item 1.01 Conflict Minerals Disclosure and Report
AGCO Corporation (the “Company”) has filed a Conflict Minerals Report, which is attached as an exhibit in Item 2.01 and is also publicly available on the Company's website (www.agcocorp.com) under the heading “SEC Filings” in the “Investors” section.
Item 1.02 Exhibit
The Company has filed a Conflict Minerals Report as Exhibit 1.01 to this Form SD.
Section 2 – Exhibits
Item 2.01 Exhibits
| Exhibit No. | Description | |||||||
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
AGCO Corporation | |||||
By: | /s/ Damon Audia | ||||
Damon Audia Senior Vice President and Chief Financial Officer | |||||
Dated: May 26, 2023
Exhibit 1.01
AGCO Corporation
Conflict Minerals Report
For the Calendar Year Ended December 31, 2022
I. Introduction
AGCO Corporation (the “Company”) manufactures and sells products that contain Conflict Minerals. (Capitalized terms that are used but not defined in this Report have the meanings given to them in Form SD.) Due to the depth of the supply chain, the Company is far removed from the sources of ore from which these Conflict Minerals are produced and the smelters/refiners that process those ores. The efforts undertaken to identify the countries of origin of those ores reflect our circumstances and position in the supply chain. The amount of information globally on the traceability and sourcing of these ores is limited at this time; this situation is not unique to the Company.
The Company supports the initiatives embodied in Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act and the related SEC rule designed to limit the flow of funds to armed groups in the Democratic Republic of the Congo and adjoining countries from the production of conflict minerals, and it is the Company’s policy to promote responsible sourcing.
The Company developed and published its Conflict Minerals Policy, which is available on the Company’s website at http://www.agcocorp.com/content/dam/agcocorp/Suppliers/AGCO_Conflict_Minerals_Policy_092013.pdf.
During 2022 the Company identified its suppliers that had the potential to sell to the Company products that contain conflict minerals and asked these suppliers to identify, using a website established by the Company, the sources of the Conflict Minerals and products containing Conflict Minerals that they supply to the Company. The responses were reviewed by the Company for completeness and consistency of answers. The Company requested suppliers to provide corrections and clarifications to their submissions where needed.
II. Due Diligence Program Design
The Company designed its overall Conflict Minerals procedures in conformity with the five step framework contained in the OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, Third Edition, and the supplements on tin, tantalum, tungsten and gold. The principal features responding to each of the five steps are outlined below:
1 Establish strong company management systems. The Company did this by:
•Creating an internal policy governing our conflict minerals compliance program;
•Publishing its Conflict Minerals policy at http://www.agcocorp.com/content/dam/agcocorp/Suppliers/AGCO_Conflict_Minerals_Policy_092013.pdf;
•Engaging with the Company’s global direct material and spare parts supply base to ensure awareness and motivate action as it relates to Section 1502;
•Utilizing the Conflict Minerals Reporting Template developed by the Responsible Minerals Initiative to identify smelters and refiners in the supply chain;
•Reporting to senior management no less frequently than quarterly on (a) suppliers’ responses to the Company’s inquiries, and (b) supply chain risk;
•Maintaining active membership in the Responsible Minerals Initiative, an industry initiative that audits smelters’ and refiners’ due diligence activities;
•Including conflict minerals expectations in standard contract language, new supplier on-boarding procedures and regular supplier quality audits;
•Having a cross-functional conflict minerals executive steering committee, with representatives from finance, legal, and purchasing functions to provide oversight to the Company’s conflict minerals program;
•Making available an Ethics Hotline for employees, suppliers, or other interested party to report violations or questions related to conflict minerals at AGCO.
2 Identify and assess risk in the supply chain. The Company did this by:
•Surveying suppliers of products that the Company identified that had the potential to contain Conflict Minerals;
•Reviewing internally-approved criteria to identify errors, omissions, and missed expectations on supplier Conflict Minerals Reporting Template submissions;
•Conducting additional procedures, including e-mail communication and personal contact with top-spend suppliers for those suppliers which did not respond to our outreach; while we recognize that we will not receive submissions from every supplier, our goal remains to increase the response rate received each year;
•Performing smelter outreach to encourage participation and certification in the Conflict-Free Smelter Program and encouraging our supply base to do the same outreach for non-program participating smelters;
•Evaluating smelter information provided by the supply chain against data from the Responsible Minerals Initiative.
3 Design and implement a strategy to respond to identified risks. The Company did this by:
•Reporting to senior management no less frequently than quarterly on (a) suppliers’ responses to the Company’s inquiries, and (b) supply chain risk;
•Providing an annual update to the Audit Committee of the Company’s Board of Directors;
•Following up and informing suppliers of improvements to be made in conflict minerals submissions, including providing information on smelter certification status and requesting direct smelter outreach for reported alleged smelters not participating in a certification program;
•Communicating to and reminding suppliers that per the Company’s Conflict Minerals policy, the Company has the right to ‘limit purchases from the supplier to the extent practicable or seek alternative suppliers where commercially feasible’ should a supplier be unwilling to adhere to the Company’s Conflict Minerals policy.
4 Carry out independent third-party audit of supply chain due diligence at identified points in the supply chain. The Company did this by:
•Encouraging hesitant smelters/refiners to participate in the Conflict-Free Smelter Program through active participation in the Responsible Minerals Initiative’s smelter engagement team and direct outreach to suppliers and smelters;
•Participating in various industry groups to promote conflict minerals disclosure and best practice to manage conflict mineral processes.
5 Report on supply chain due diligence. The Company did this by:
•Filing an annual Form SD and Conflict Minerals Report with the Securities and Exchange Commission and making that filing available on the Company’s website.
III. Due Diligence Program Results
Attached as Schedule A is the list of facilities verified by the Responsible Minerals Initiative that, based on the due diligence process described above, were reported as being included in the Company’s suppliers’ supply chains, during the Reporting Period. The majority of supplier responses provided data to the Company at the supplier company level, rather than specifying the smelters or refiners used in components supplied specifically to the Company.
IV. Risk Mitigation – Future Due Diligence Measures
In future years the Company expects to continue to make inquiries to its suppliers, with its objective being to increase the response rate and completeness of responses each year. The Company conducts periodic reviews of strategic suppliers, and as part of those reviews has included questions relating to Conflict Minerals sourcing. Moving forward, we plan to continue membership and participation in Responsible Minerals Initiative activities in order to collaborate with fellow filers and confirm best practice in the conflict minerals space. Internal employees with regular supplier contact will receive annual conflict minerals training to support future supplier responses.
V. Product Description
The products subject to the disclosure are tractors, combines, hay tools, sprayers, forage equipment, grain storage and protein production systems, seeding and tillage implements and replacement parts.
VI. Independent Private Sector Audit
Not required for calendar year 2022.
Schedule A
| Metal | Smelter: Smelter Name | Country | Mines Locations | ||||||||
| Gold | 8853 S.p.A. | ITALY | Unknown | ||||||||
| Gold | ABC Refinery Pty Ltd. | AUSTRALIA | Unknown | ||||||||
| Gold | Abington Reldan Metals, LLC | UNITED STATES OF AMERICA | Unknown | ||||||||
| Gold | Advanced Chemical Company | UNITED STATES OF AMERICA | Excludes Covered Countries and CAHRA | ||||||||
| Gold | African Gold Refinery | UGANDA | Unknown | ||||||||
| Gold | Agosi AG | GERMANY | Unknown | ||||||||
| Gold | Aida Chemical Industries Co., Ltd. | JAPAN | Recycled/Scrap Only | ||||||||
| Gold | Al Etihad Gold Refinery DMCC | UNITED ARAB EMIRATES | Includes CAHRA | ||||||||
| Gold | Alexy Metals | UNITED STATES OF AMERICA | Unknown | ||||||||
| Gold | Almalyk Mining and Metallurgical Complex (AMMC) | UZBEKISTAN | Unknown | ||||||||
| Gold | AngloGold Ashanti Corrego do Sitio Mineracao | BRAZIL | Unknown | ||||||||
| Gold | Argor-Heraeus S.A. | SWITZERLAND | Unknown | ||||||||
| Gold | Asahi Pretec Corp. | JAPAN | Unknown | ||||||||
| Gold | Asahi Refining Canada Ltd. | CANADA | Unknown | ||||||||
| Gold | Asahi Refining USA Inc. | UNITED STATES OF AMERICA | Unknown | ||||||||
| Gold | Asaka Riken Co., Ltd. | JAPAN | Recycled/Scrap Only | ||||||||
| Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | TURKEY | Unknown | ||||||||
| Gold | AU Traders and Refiners | SOUTH AFRICA | Unknown | ||||||||
| Gold | Augmont Enterprises Private Limited | INDIA | Unknown | ||||||||
| Gold | Aurubis AG | GERMANY | Unknown | ||||||||
| Gold | Bangalore Refinery | INDIA | Excludes Covered Countries and CAHRA | ||||||||
| Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | PHILIPPINES | Unknown | ||||||||
| Gold | Boliden AB | SWEDEN | Unknown | ||||||||
| Gold | C. Hafner GmbH + Co. KG | GERMANY | Unknown | ||||||||
| Gold | C.I Metales Procesados Industriales SAS | COLOMBIA | Unknown | ||||||||
| Gold | Caridad | MEXICO | Unknown | ||||||||
| Gold | CCR Refinery - Glencore Canada Corporation | CANADA | Unknown | ||||||||
| Gold | Cendres + Metaux S.A. | SWITZERLAND | Unknown | ||||||||
| Gold | CGR Metalloys Pvt Ltd. | INDIA | Unknown | ||||||||
| Gold | Chimet S.p.A. | ITALY | Unknown | ||||||||
| Gold | Chugai Mining | JAPAN | Unknown | ||||||||
| Gold | Daye Non-Ferrous Metals Mining Ltd. | CHINA | Unknown | ||||||||
| Gold | Degussa Sonne / Mond Goldhandel GmbH | GERMANY | Unknown | ||||||||
| Gold | Dijllah Gold Refinery FZC | UNITED ARAB EMIRATES | Unknown | ||||||||
| Gold | DODUCO Contacts and Refining GmbH | GERMANY | Unknown | ||||||||
| Gold | Dowa | JAPAN | Unknown | ||||||||
| Gold | DSC (Do Sung Corporation) | KOREA, REPUBLIC OF | Recycled/Scrap Only | ||||||||
| Gold | Eco-System Recycling Co., Ltd. East Plant | JAPAN | Unknown | ||||||||
| Gold | Eco-System Recycling Co., Ltd. North Plant | JAPAN | Recycled/Scrap Only | ||||||||
| Gold | Eco-System Recycling Co., Ltd. West Plant | JAPAN | Recycled/Scrap Only | ||||||||
| Gold | Emerald Jewel Industry India Limited (Unit 1) | INDIA | Unknown | ||||||||
| Gold | Emerald Jewel Industry India Limited (Unit 2) | INDIA | Unknown | ||||||||
| Gold | Emerald Jewel Industry India Limited (Unit 3) | INDIA | Unknown | ||||||||
| Gold | Emerald Jewel Industry India Limited (Unit 4) | INDIA | Unknown | ||||||||
| Gold | Emirates Gold DMCC | UNITED ARAB EMIRATES | Includes Covered Countries and CAHRA | ||||||||
| Gold | Fidelity Printers and Refiners Ltd. | ZIMBABWE | Unknown | ||||||||
| Gold | Fujairah Gold FZC | UNITED ARAB EMIRATES | Unknown | ||||||||
| Gold | Geib Refining Corporation | UNITED STATES OF AMERICA | Recycled/Scrap Only | ||||||||
| Gold | GGC Gujrat Gold Centre Pvt. Ltd. | INDIA | Unknown | ||||||||
| Gold | Gold Coast Refinery | GHANA | Unknown | ||||||||
| Gold | Gold Refinery of Zijin Mining Group Co., Ltd. | CHINA | Unknown | ||||||||
| Gold | Great Wall Precious Metals Co., Ltd. of CBPM | CHINA | Unknown | ||||||||
| Gold | Guangdong Jinding Gold Limited | CHINA | Unknown | ||||||||
| Gold | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | CHINA | Unknown | ||||||||
| Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | CHINA | Unknown | ||||||||
| Gold | Heimerle + Meule GmbH | GERMANY | Unknown | ||||||||
| Gold | Heraeus Germany GmbH Co. KG | GERMANY | Unknown | ||||||||
| Gold | Heraeus Metals Hong Kong Ltd. | CHINA | Unknown | ||||||||
| Gold | Hunan Chenzhou Mining Co., Ltd. | CHINA | Unknown | ||||||||
| Gold | Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. | CHINA | Unknown | ||||||||
| Gold | HwaSeong CJ CO., LTD. | KOREA, REPUBLIC OF | Unknown | ||||||||
| Gold | Industrial Refining Company | BELGIUM | Unknown | ||||||||
| Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | CHINA | Unknown | ||||||||
| Gold | International Precious Metal Refiners | UNITED ARAB EMIRATES | Unknown | ||||||||
| Gold | Ishifuku Metal Industry Co., Ltd. | JAPAN | Unknown | ||||||||
| Gold | Istanbul Gold Refinery | TURKEY | Unknown | ||||||||
| Gold | Italpreziosi | ITALY | Unknown | ||||||||
| Gold | JALAN & Company | INDIA | Unknown | ||||||||
| Gold | Japan Mint | JAPAN | Unknown | ||||||||
| Gold | Jiangxi Copper Co., Ltd. | CHINA | Unknown | ||||||||
| Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | RUSSIAN FEDERATION | Unknown | ||||||||
| Gold | JSC Novosibirsk Refinery | RUSSIAN FEDERATION | Unknown | ||||||||
| Gold | JSC Uralelectromed | RUSSIAN FEDERATION | Unknown | ||||||||
| Gold | JX Nippon Mining & Metals Co., Ltd. | JAPAN | Unknown | ||||||||
| Gold | K.A. Rasmussen | NORWAY | Unknown | ||||||||
| Gold | Kaloti Precious Metals | UNITED ARAB EMIRATES | Unknown | ||||||||
| Gold | Kazakhmys Smelting LLC | KAZAKHSTAN | Unknown | ||||||||
| Gold | Kazzinc | KAZAKHSTAN | Unknown | ||||||||
| Gold | Kennecott Utah Copper LLC | UNITED STATES OF AMERICA | Unknown | ||||||||
| Gold | KGHM Polska Miedz Spolka Akcyjna | POLAND | Unknown | ||||||||
| Gold | Kojima Chemicals Co., Ltd. | JAPAN | Includes CAHRA | ||||||||
| Gold | Korea Zinc Co., Ltd. | KOREA, REPUBLIC OF | Excludes Covered Countries and CAHRA | ||||||||
| Gold | Kundan Care Products Ltd. | INDIA | Unknown | ||||||||
| Gold | Kyrgyzaltyn JSC | KYRGYZSTAN | Unknown | ||||||||
| Gold | Kyshtym Copper-Electrolytic Plant ZAO | RUSSIAN FEDERATION | Unknown | ||||||||
| Gold | L'azurde Company For Jewelry | SAUDI ARABIA | Unknown | ||||||||
| Gold | Lingbao Gold Co., Ltd. | CHINA | Unknown | ||||||||
| Gold | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | CHINA | Unknown | ||||||||
| Gold | L'Orfebre S.A. | ANDORRA | Includes Covered Countries and CAHRA | ||||||||
| Gold | LS-NIKKO Copper Inc. | KOREA, REPUBLIC OF | Unknown | ||||||||
| Gold | LT Metal Ltd. | KOREA, REPUBLIC OF | Excludes Covered Countries and CAHRA | ||||||||
| Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | CHINA | Unknown | ||||||||
| Gold | Marsam Metals | BRAZIL | Unknown | ||||||||
| Gold | Materion | UNITED STATES OF AMERICA | Unknown | ||||||||
| Gold | Matsuda Sangyo Co., Ltd. | JAPAN | Unknown | ||||||||
| Gold | MD Overseas | INDIA | Unknown | ||||||||
| Gold | Metal Concentrators SA (Pty) Ltd. | SOUTH AFRICA | Unknown | ||||||||
| Gold | Metallix Refining Inc. | UNITED STATES OF AMERICA | Unknown | ||||||||
| Gold | Metalor Technologies (Hong Kong) Ltd. | CHINA | Unknown | ||||||||
| Gold | Metalor Technologies (Singapore) Pte., Ltd. | SINGAPORE | Unknown | ||||||||
| Gold | Metalor Technologies (Suzhou) Ltd. | CHINA | Unknown | ||||||||
| Gold | Metalor Technologies S.A. | SWITZERLAND | Unknown | ||||||||
| Gold | Metalor USA Refining Corporation | UNITED STATES OF AMERICA | Unknown | ||||||||
| Gold | Metalurgica Met-Mex Penoles S.A. De C.V. | MEXICO | Unknown | ||||||||
| Gold | Mitsubishi Materials Corporation | JAPAN | Unknown | ||||||||
| Gold | Mitsui Mining and Smelting Co., Ltd. | JAPAN | Unknown | ||||||||
| Gold | MMTC-PAMP India Pvt., Ltd. | INDIA | Unknown | ||||||||
| Gold | Modeltech Sdn Bhd | MALAYSIA | Unknown | ||||||||
| Gold | Morris and Watson | NEW ZEALAND | Unknown | ||||||||
| Gold | Moscow Special Alloys Processing Plant | RUSSIAN FEDERATION | Unknown | ||||||||
| Gold | Nadir Metal Rafineri San. Ve Tic. A.S. | TURKEY | Unknown | ||||||||
| Gold | Navoi Mining and Metallurgical Combinat | UZBEKISTAN | Unknown | ||||||||
| Gold | NH Recytech Company | KOREA, REPUBLIC OF | Excludes Covered Countries and CAHRA | ||||||||
| Gold | Nihon Material Co., Ltd. | JAPAN | Unknown | ||||||||
| Gold | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | AUSTRIA | Unknown | ||||||||
| Gold | Ohura Precious Metal Industry Co., Ltd. | JAPAN | Unknown | ||||||||
| Gold | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) | RUSSIAN FEDERATION | Unknown | ||||||||
| Gold | PAMP S.A. | SWITZERLAND | Unknown | ||||||||
| Gold | Pease & Curren | UNITED STATES OF AMERICA | Unknown | ||||||||
| Gold | Penglai Penggang Gold Industry Co., Ltd. | CHINA | Unknown | ||||||||
| Gold | Planta Recuperadora de Metales SpA | CHILE | Excludes Covered Countries and CAHRA | ||||||||
| Gold | Prioksky Plant of Non-Ferrous Metals | RUSSIAN FEDERATION | Unknown | ||||||||
| Gold | PT Aneka Tambang (Persero) Tbk | INDONESIA | Unknown | ||||||||
| Gold | PX Precinox S.A. | SWITZERLAND | Unknown | ||||||||
| Gold | QG Refining, LLC | UNITED STATES OF AMERICA | Unknown | ||||||||
| Gold | Rand Refinery (Pty) Ltd. | SOUTH AFRICA | Unknown | ||||||||
| Gold | Refinery of Seemine Gold Co., Ltd. | CHINA | Unknown | ||||||||
| Gold | REMONDIS PMR B.V. | NETHERLANDS | Unknown | ||||||||
| Gold | Royal Canadian Mint | CANADA | Unknown | ||||||||
| Gold | SAAMP | FRANCE | Unknown | ||||||||
| Gold | Sabin Metal Corp. | UNITED STATES OF AMERICA | Unknown | ||||||||
| Gold | Safimet S.p.A | ITALY | Unknown | ||||||||
| Gold | SAFINA A.S. | CZECHIA | Excludes Covered Countries and CAHRA | ||||||||
| Gold | Sai Refinery | INDIA | Unknown | ||||||||
| Gold | Samduck Precious Metals | KOREA, REPUBLIC OF | Excludes Covered Countries and CAHRA | ||||||||
| Gold | Samwon Metals Corp. | KOREA, REPUBLIC OF | Unknown | ||||||||
| Gold | Sancus ZFS (L?Orfebre, SA) | COLOMBIA | Unknown | ||||||||
| Gold | SAXONIA Edelmetalle GmbH | GERMANY | Unknown | ||||||||
| Gold | Sellem Industries Ltd. | MAURITANIA | Unknown | ||||||||
| Gold | SEMPSA Joyeria Plateria S.A. | SPAIN | Unknown | ||||||||
| Gold | Shandong Gold Smelting Co., Ltd. | CHINA | Unknown | ||||||||
| Gold | Shandong Humon Smelting Co., Ltd. | CHINA | Unknown | ||||||||
| Gold | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | CHINA | Unknown | ||||||||
| Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | CHINA | Unknown | ||||||||
| Gold | Shenzhen Zhonghenglong Real Industry Co., Ltd. | CHINA | Unknown | ||||||||
| Gold | Shirpur Gold Refinery Ltd. | INDIA | Unknown | ||||||||
| Gold | Sichuan Tianze Precious Metals Co., Ltd. | CHINA | Unknown | ||||||||
| Gold | Singway Technology Co., Ltd. | TAIWAN, PROVINCE OF CHINA | Excludes Covered Countries and CAHRA | ||||||||
| Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | RUSSIAN FEDERATION | Unknown | ||||||||
| Gold | Solar Applied Materials Technology Corp. | TAIWAN, PROVINCE OF CHINA | Unknown | ||||||||
| Gold | Sovereign Metals | INDIA | Unknown | ||||||||
| Gold | State Research Institute Center for Physical Sciences and Technology | LITHUANIA | Unknown | ||||||||
| Gold | Sudan Gold Refinery | SUDAN | Unknown | ||||||||
| Gold | Sumitomo Metal Mining Co., Ltd. | JAPAN | Unknown | ||||||||
| Gold | SungEel HiMetal Co., Ltd. | KOREA, REPUBLIC OF | Recycled/Scrap Only | ||||||||
| Gold | Super Dragon Technology Co., Ltd. | TAIWAN, PROVINCE OF CHINA | Unknown | ||||||||
| Gold | T.C.A S.p.A | ITALY | Unknown | ||||||||
| Gold | Tanaka Kikinzoku Kogyo K.K. | JAPAN | Unknown | ||||||||
| Gold | Tokuriki Honten Co., Ltd. | JAPAN | Unknown | ||||||||
| Gold | Tongling Nonferrous Metals Group Co., Ltd. | CHINA | Unknown | ||||||||
| Gold | TOO Tau-Ken-Altyn | KAZAKHSTAN | Unknown | ||||||||
| Gold | Torecom | KOREA, REPUBLIC OF | Excludes Covered Countries and CAHRA | ||||||||
| Gold | Umicore Precious Metals Thailand | THAILAND | Unknown | ||||||||
| Gold | Umicore S.A. Business Unit Precious Metals Refining | BELGIUM | Unknown | ||||||||
| Gold | United Precious Metal Refining, Inc. | UNITED STATES OF AMERICA | Excludes Covered Countries and CAHRA | ||||||||
| Gold | Valcambi S.A. | SWITZERLAND | Unknown | ||||||||
| Gold | Value Trading | BELGIUM | Unknown | ||||||||
| Gold | WEEEREFINING | FRANCE | Unknown | ||||||||
| Gold | Western Australian Mint (T/a The Perth Mint) | AUSTRALIA | Unknown | ||||||||
| Gold | WIELAND Edelmetalle GmbH | GERMANY | Unknown | ||||||||
| Gold | Yamakin Co., Ltd. | JAPAN | Excludes Covered Countries and CAHRA | ||||||||
| Gold | Yokohama Metal Co., Ltd. | JAPAN | Recycled/Scrap Only | ||||||||
| Gold | Yunnan Copper Industry Co., Ltd. | CHINA | Unknown | ||||||||
| Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CHINA | Unknown | ||||||||
| Tantalum | AMG Brasil | BRAZIL | Excludes Covered Countries and CAHRA | ||||||||
| Tantalum | Changsha South Tantalum Niobium Co., Ltd. | CHINA | Includes Covered Countries and CAHRA | ||||||||
| Tantalum | D Block Metals, LLC | UNITED STATES OF AMERICA | Includes Covered Countries and CAHRA | ||||||||
| Tantalum | Exotech Inc. | UNITED STATES OF AMERICA | Unknown | ||||||||
| Tantalum | F&X Electro-Materials Ltd. | CHINA | Includes Covered Countries and CAHRA | ||||||||
| Tantalum | FIR Metals & Resource Ltd. | CHINA | Includes Covered Countries | ||||||||
| Tantalum | Global Advanced Metals Aizu | JAPAN | Includes Covered Countries and CAHRA | ||||||||
| Tantalum | Global Advanced Metals Boyertown | UNITED STATES OF AMERICA | Includes Covered Countries and CAHRA | ||||||||
| Tantalum | H.C. Starck Hermsdorf GmbH | GERMANY | Includes Covered Countries and CAHRA | ||||||||
| Tantalum | H.C. Starck Inc. | UNITED STATES OF AMERICA | Includes Covered Countries and CAHRA | ||||||||
| Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | CHINA | Includes Covered Countries and CAHRA | ||||||||
| Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | CHINA | Includes Covered Countries and CAHRA | ||||||||
| Tantalum | Jiangxi Tuohong New Raw Material | CHINA | Includes CAHRA | ||||||||
| Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | CHINA | Includes Covered Countries and CAHRA | ||||||||
| Tantalum | Jiujiang Tanbre Co., Ltd. | CHINA | Includes Covered Countries and CAHRA | ||||||||
| Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | CHINA | Excludes Covered Countries and CAHRA | ||||||||
| Tantalum | KEMET de Mexico | MEXICO | Includes Covered Countries and CAHRA | ||||||||
| Tantalum | Metallurgical Products India Pvt., Ltd. | INDIA | Excludes Covered Countries and CAHRA | ||||||||
| Tantalum | Mineracao Taboca S.A. | BRAZIL | Excludes Covered Countries and CAHRA | ||||||||
| Tantalum | Mitsui Mining and Smelting Co., Ltd. | JAPAN | Excludes Covered Countries and CAHRA | ||||||||
| Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | CHINA | Includes Covered Countries and CAHRA | ||||||||
| Tantalum | NPM Silmet AS | ESTONIA | Excludes Covered Countries and CAHRA | ||||||||
| Tantalum | QuantumClean | UNITED STATES OF AMERICA | Recycled/Scrap Only | ||||||||
| Tantalum | Resind Industria e Comercio Ltda. | BRAZIL | Excludes Covered Countries and CAHRA | ||||||||
| Tantalum | RFH Yancheng Jinye New Material Technology Co., Ltd. | CHINA | Excludes Covered Countries and CAHRA | ||||||||
| Tantalum | Solikamsk Magnesium Works OAO | RUSSIAN FEDERATION | Excludes Covered Countries and CAHRA | ||||||||
| Tantalum | Taki Chemical Co., Ltd. | JAPAN | Recycled/Scrap Only | ||||||||
| Tantalum | TANIOBIS Co., Ltd. | THAILAND | Includes Covered Countries and CAHRA | ||||||||
| Tantalum | TANIOBIS GmbH | GERMANY | Includes Covered Countries and CAHRA | ||||||||
| Tantalum | TANIOBIS Japan Co., Ltd. | JAPAN | Includes Covered Countries | ||||||||
| Tantalum | TANIOBIS Smelting GmbH & Co. KG | GERMANY | Includes Covered Countries and CAHRA | ||||||||
| Tantalum | Telex Metals | UNITED STATES OF AMERICA | Includes Covered Countries and CAHRA | ||||||||
| Tantalum | Ulba Metallurgical Plant JSC | KAZAKHSTAN | Includes Covered Countries and CAHRA | ||||||||
| Tantalum | XIMEI RESOURCES (GUANGDONG) LIMITED | CHINA | Includes Covered Countries and CAHRA | ||||||||
| Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | CHINA | Includes Covered Countries and CAHRA | ||||||||
| Tantalum | Yanling Jincheng Tantalum & Niobium Co., Ltd. | CHINA | Includes Covered Countries and CAHRA | ||||||||
| Tin | Alpha | UNITED STATES OF AMERICA | Includes Covered Countries and CAHRA | ||||||||
| Tin | An Vinh Joint Stock Mineral Processing Company | VIET NAM | Unknown | ||||||||
| Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | CHINA | Excludes Covered Countries and CAHRA | ||||||||
| Tin | Chifeng Dajingzi Tin Industry Co., Ltd. | CHINA | Excludes Covered Countries and CAHRA | ||||||||
| Tin | China Tin Group Co., Ltd. | CHINA | Excludes Covered Countries and CAHRA | ||||||||
| Tin | CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda | BRAZIL | Unknown | ||||||||
| Tin | CRM Synergies | SPAIN | Recycled/Scrap Only | ||||||||
| Tin | CV Venus Inti Perkasa | INDONESIA | Unknown | ||||||||
| Tin | Dongguan CiEXPO Environmental Engineering Co., Ltd. | CHINA | Unknown | ||||||||
| Tin | Dowa | JAPAN | Recycled/Scrap Only | ||||||||
| Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy JSC | VIET NAM | Unknown | ||||||||
| Tin | EM Vinto | BOLIVIA (PLURINATIONAL STATE OF) | Excludes Covered Countries and CAHRA | ||||||||
| Tin | Estanho de Rondonia S.A. | BRAZIL | Excludes Covered Countries and CAHRA | ||||||||
| Tin | Fabrica Auricchio Industria e Comercio Ltda. | BRAZIL | Excludes Covered Countries and CAHRA | ||||||||
| Tin | Fenix Metals | POLAND | Excludes Covered Countries and CAHRA | ||||||||
| Tin | Gejiu City Fuxiang Industry and Trade Co., Ltd. | CHINA | Unknown | ||||||||
| Tin | Gejiu Kai Meng Industry and Trade LLC | CHINA | Unknown | ||||||||
| Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | CHINA | Excludes Covered Countries and CAHRA | ||||||||
| Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | CHINA | Excludes Covered Countries and CAHRA | ||||||||
| Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. | CHINA | Excludes Covered Countries and CAHRA | ||||||||
| Tin | Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | CHINA | Excludes Covered Countries and CAHRA | ||||||||
| Tin | HuiChang Hill Tin Industry Co., Ltd. | CHINA | Excludes Covered Countries and CAHRA | ||||||||
| Tin | Jiangxi New Nanshan Technology Ltd. | CHINA | Excludes Covered Countries and CAHRA | ||||||||
| Tin | Luna Smelter, Ltd. | RWANDA | Includes Covered Countries and CAHRA | ||||||||
| Tin | Ma'anshan Weitai Tin Co., Ltd. | CHINA | Recycled/Scrap Only | ||||||||
| Tin | Magnu's Minerais Metais e Ligas Ltda. | BRAZIL | Excludes Covered Countries and CAHRA | ||||||||
| Tin | Malaysia Smelting Corporation (MSC) | MALAYSIA | Includes Covered Countries and CAHRA | ||||||||
| Tin | Melt Metais e Ligas S.A. | BRAZIL | Unknown | ||||||||
| Tin | Metallic Resources, Inc. | UNITED STATES OF AMERICA | Excludes Covered Countries and CAHRA | ||||||||
| Tin | Metallo Belgium N.V. | BELGIUM | Includes Covered Countries and CAHRA | ||||||||
| Tin | Metallo Spain S.L.U. | SPAIN | Excludes Covered Countries and CAHRA | ||||||||
| Tin | Mineracao Taboca S.A. | BRAZIL | Excludes Covered Countries and CAHRA | ||||||||
| Tin | Minsur | PERU | Excludes Covered Countries and CAHRA | ||||||||
| Tin | Mitsubishi Materials Corporation | JAPAN | Recycled/Scrap Only | ||||||||
| Tin | Modeltech Sdn Bhd | MALAYSIA | Unknown | ||||||||
| Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | VIET NAM | Unknown | ||||||||
| Tin | Novosibirsk Processing Plant Ltd. | RUSSIAN FEDERATION | Unknown | ||||||||
| Tin | O.M. Manufacturing (Thailand) Co., Ltd. | THAILAND | Recycled/Scrap Only | ||||||||
| Tin | O.M. Manufacturing Philippines, Inc. | PHILIPPINES | Recycled/Scrap Only | ||||||||
| Tin | Operaciones Metalurgicas S.A. | BOLIVIA (PLURINATIONAL STATE OF) | Excludes Covered Countries and CAHRA | ||||||||
| Tin | Pongpipat Company Limited | MYANMAR | Unknown | ||||||||
| Tin | Precious Minerals and Smelting Limited | INDIA | Unknown | ||||||||
| Tin | PT Aries Kencana Sejahtera | INDONESIA | Unknown | ||||||||
| Tin | PT Artha Cipta Langgeng | INDONESIA | Excludes Covered Countries and CAHRA | ||||||||
| Tin | PT ATD Makmur Mandiri Jaya | INDONESIA | Excludes Covered Countries and CAHRA | ||||||||
| Tin | PT Babel Inti Perkasa | INDONESIA | Excludes Covered Countries and CAHRA | ||||||||
| Tin | PT Babel Surya Alam Lestari | INDONESIA | Excludes Covered Countries and CAHRA | ||||||||
| Tin | PT Bangka Serumpun | INDONESIA | Excludes Covered Countries and CAHRA | ||||||||
| Tin | PT Belitung Industri Sejahtera | INDONESIA | Unknown | ||||||||
| Tin | PT Bukit Timah | INDONESIA | Unknown | ||||||||
| Tin | PT Cipta Persada Mulia | INDONESIA | Excludes Covered Countries and CAHRA | ||||||||
| Tin | PT Masbro Alam Stania | INDONESIA | Unknown | ||||||||
| Tin | PT Menara Cipta Mulia | INDONESIA | Excludes Covered Countries and CAHRA | ||||||||
| Tin | PT Mitra Stania Prima | INDONESIA | Excludes Covered Countries and CAHRA | ||||||||
| Tin | PT Mitra Sukses Globalindo | INDONESIA | Unknown | ||||||||
| Tin | PT Panca Mega Persada | INDONESIA | Unknown | ||||||||
| Tin | PT Prima Timah Utama | INDONESIA | Excludes Covered Countries and CAHRA | ||||||||
| Tin | PT Rajawali Rimba Perkasa | INDONESIA | Excludes Covered Countries and CAHRA | ||||||||
| Tin | PT Refined Bangka Tin | INDONESIA | Excludes Covered Countries and CAHRA | ||||||||
| Tin | PT Sariwiguna Binasentosa | INDONESIA | Excludes Covered Countries and CAHRA | ||||||||
| Tin | PT Stanindo Inti Perkasa | INDONESIA | Excludes Covered Countries and CAHRA | ||||||||
| Tin | PT Sukses Inti Makmur | INDONESIA | Unknown | ||||||||
| Tin | PT Timah Nusantara | INDONESIA | Unknown | ||||||||
| Tin | PT Timah Tbk Kundur | INDONESIA | Excludes Covered Countries and CAHRA | ||||||||
| Tin | PT Timah Tbk Mentok | INDONESIA | Excludes Covered Countries and CAHRA | ||||||||
| Tin | PT Tinindo Inter Nusa | INDONESIA | Excludes Covered Countries and CAHRA | ||||||||
| Tin | PT Tirus Putra Mandiri | INDONESIA | Unknown | ||||||||
| Tin | PT Tommy Utama | INDONESIA | Unknown | ||||||||
| Tin | Resind Industria e Comercio Ltda. | BRAZIL | Excludes Covered Countries and CAHRA | ||||||||
| Tin | Rui Da Hung | TAIWAN, PROVINCE OF CHINA | Excludes Covered Countries and CAHRA | ||||||||
| Tin | Soft Metais Ltda. | BRAZIL | Excludes Covered Countries and CAHRA | ||||||||
| Tin | Super Ligas | BRAZIL | Unknown | ||||||||
| Tin | Thai Nguyen Mining and Metallurgy Co., Ltd. | VIET NAM | Excludes Covered Countries and CAHRA | ||||||||
| Tin | Thaisarco | THAILAND | Includes Covered Countries and CAHRA | ||||||||
| Tin | Tin Smelting Branch of Yunnan Tin Co., Ltd. | CHINA | Unknown | ||||||||
| Tin | Tin Technology & Refining | UNITED STATES OF AMERICA | Includes Covered Countries and CAHRA | ||||||||
| Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company | VIET NAM | Unknown | ||||||||
| Tin | VQB Mineral and Trading Group JSC | VIET NAM | Unknown | ||||||||
| Tin | White Solder Metalurgia e Mineracao Ltda. | BRAZIL | Excludes Covered Countries and CAHRA | ||||||||
| Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | CHINA | Excludes Covered Countries and CAHRA | ||||||||
| Tin | Yunnan Yunfan Non-ferrous Metals Co., Ltd. | CHINA | Unknown | ||||||||
| Tungsten | A.L.M.T. Corp. | JAPAN | Includes Covered Countries and CAHRA | ||||||||
| Tungsten | ACL Metais Eireli | BRAZIL | Excludes Covered Countries and CAHRA | ||||||||
| Tungsten | Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. | BRAZIL | Unknown | ||||||||
| Tungsten | Artek LLC | RUSSIAN FEDERATION | Unknown | ||||||||
| Tungsten | Asia Tungsten Products Vietnam Ltd. | VIET NAM | Includes Covered Countries and CAHRA | ||||||||
| Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | CHINA | Unknown | ||||||||
| Tungsten | China Molybdenum Tungsten Co., Ltd. | CHINA | Excludes Covered Countries and CAHRA | ||||||||
| Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | CHINA | Unknown | ||||||||
| Tungsten | CNMC (Guangxi) PGMA Co., Ltd. | CHINA | Unknown | ||||||||
| Tungsten | Cronimet Brasil Ltda | BRAZIL | Includes CAHRA | ||||||||
| Tungsten | Fujian Ganmin RareMetal Co., Ltd. | CHINA | Excludes Covered Countries and CAHRA | ||||||||
| Tungsten | Fujian Xinlu Tungsten Co., Ltd. | CHINA | Includes Covered Countries and CAHRA | ||||||||
| Tungsten | Ganzhou Haichuang Tungsten Co., Ltd. | CHINA | Excludes Covered Countries and CAHRA | ||||||||
| Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | CHINA | Unknown | ||||||||
| Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CHINA | Unknown | ||||||||
| Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | CHINA | Unknown | ||||||||
| Tungsten | Global Tungsten & Powders Corp. | UNITED STATES OF AMERICA | Includes Covered Countries and CAHRA | ||||||||
| Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | CHINA | Unknown | ||||||||
| Tungsten | H.C. Starck Tungsten GmbH | GERMANY | Unknown | ||||||||
| Tungsten | Hubei Green Tungsten Co., Ltd. | CHINA | Unknown | ||||||||
| Tungsten | Hunan Chenzhou Mining Co., Ltd. | CHINA | Excludes Covered Countries and CAHRA | ||||||||
| Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. | CHINA | Unknown | ||||||||
| Tungsten | Hydrometallurg, JSC | RUSSIAN FEDERATION | Unknown | ||||||||
| Tungsten | Japan New Metals Co., Ltd. | JAPAN | Includes Covered Countries and CAHRA | ||||||||
| Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CHINA | Unknown | ||||||||
| Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | CHINA | Unknown | ||||||||
| Tungsten | Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | CHINA | Unknown | ||||||||
| Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | CHINA | Unknown | ||||||||
| Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CHINA | Unknown | ||||||||
| Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | CHINA | Unknown | ||||||||
| Tungsten | JSC "Kirovgrad Hard Alloys Plant" | RUSSIAN FEDERATION | Excludes Covered Countries and CAHRA | ||||||||
| Tungsten | Kennametal Fallon | UNITED STATES OF AMERICA | Includes Covered Countries | ||||||||
| Tungsten | Kennametal Huntsville | UNITED STATES OF AMERICA | Unknown | ||||||||
| Tungsten | KGETS Co., Ltd. | KOREA, REPUBLIC OF | Recycled/Scrap Only | ||||||||
| Tungsten | Lianyou Metals Co., Ltd. | TAIWAN, PROVINCE OF CHINA | Recycled/Scrap Only | ||||||||
| Tungsten | LLC Vostok | RUSSIAN FEDERATION | Unknown | ||||||||
| Tungsten | Malipo Haiyu Tungsten Co., Ltd. | CHINA | Unknown | ||||||||
| Tungsten | Masan High-Tech Materials | VIET NAM | Includes Covered Countries and CAHRA | ||||||||
| Tungsten | Moliren Ltd. | RUSSIAN FEDERATION | Unknown | ||||||||
| Tungsten | Niagara Refining LLC | UNITED STATES OF AMERICA | Includes Covered Countries and CAHRA | ||||||||
| Tungsten | NPP Tyazhmetprom LLC | RUSSIAN FEDERATION | Unknown | ||||||||
| Tungsten | OOO Technolom 1 | RUSSIAN FEDERATION | Unknown | ||||||||
| Tungsten | OOO Technolom 2 | RUSSIAN FEDERATION | Unknown | ||||||||
| Tungsten | Philippine Chuangxin Industrial Co., Inc. | PHILIPPINES | Recycled/Scrap Only | ||||||||
| Tungsten | TANIOBIS Smelting GmbH & Co. KG | GERMANY | Includes Covered Countries and CAHRA | ||||||||
| Tungsten | Unecha Refractory metals plant | RUSSIAN FEDERATION | Excludes Covered Countries and CAHRA | ||||||||
| Tungsten | Wolfram Bergbau und Hutten AG | AUSTRIA | Includes Covered Countries and CAHRA | ||||||||
| Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | CHINA | Includes Covered Countries and CAHRA | ||||||||
| Tungsten | Xiamen Tungsten Co., Ltd. | CHINA | Includes Covered Countries and CAHRA | ||||||||
| Tungsten | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | CHINA | Unknown | ||||||||