View:
Download DOC
Download PDF
Download XLS
Document







UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549



___________________________
 
FORM SD
Specialized Disclosure Report

___________________________
 

AGCO CORPORATION
A Delaware Corporation
IRS Employer Identification No. 58-1960019
SEC File Number 1-12930


4205 River Green Parkway
Duluth, GA 30096
(770) 813-9200





Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
ý Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2023.
☐ Rule 13q-1 under the Securities Exchange Act (17 CFR 240.13q-1) for the fiscal year ended ________.




Section 1 – Conflict Minerals Disclosure

Item 1.01    Conflict Minerals Disclosure and Report

AGCO Corporation (the “Company”) has filed a Conflict Minerals Report, which is attached as an exhibit in Item 2.01 and is also publicly available on the Company's website (www.agcocorp.com) under the heading “SEC Filings” in the “Investors” section.

Item 1.02    Exhibit

The Company has filed a Conflict Minerals Report as Exhibit 1.01 to this Form SD.

Section 2 – Exhibits

Item 2.01    Exhibits

Exhibit No.Description














SIGNATURES

    Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

                            
                                
AGCO Corporation
By:
/s/ Damon Audia
Damon Audia
Senior Vice President and Chief Financial Officer
Dated: May 24, 2024


Document

Exhibit 1.01


AGCO Corporation
Conflict Minerals Report
For the Calendar Year Ended December 31, 2023

I. Introduction

    AGCO Corporation (the “Company”) manufactures and sells products that contain Conflict Minerals. (Capitalized terms that are used but not defined in this Report have the meanings given to them in Form SD.) Due to the depth of the supply chain, the Company is far removed from the sources of ore from which these conflict minerals are produced and the smelters/refiners that process those ores. The efforts undertaken to identify the countries of origin of those ores reflect our circumstances and position in the supply chain. The amount of information globally on the traceability and sourcing of these ores is limited at this time; this situation is not unique to the Company.

    The Company supports the initiatives embodied in Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act and the related SEC rule designed to limit the flow of funds to armed groups in the Democratic Republic of the Congo and adjoining countries from the production of conflict minerals, and it is the Company’s policy to promote responsible sourcing.

    The Company developed and published its Conflict Minerals Policy, which is available on the Company’s website at http://www.agcocorp.com/content/dam/agcocorp/Suppliers/AGCO_Conflict_Minerals_Policy_092013.pdf.

    During 2023 the Company identified its suppliers that had the potential to sell to the Company products that contain conflict minerals and asked these suppliers to identify, using a website established by the Company, the sources of the conflict minerals and products containing conflict minerals that they supply to the Company. The responses were reviewed by the Company for completeness and consistency of answers. The Company requested suppliers to provide corrections and clarifications to their submissions where needed.

II. Due Diligence Program Design

    The Company designed its overall conflict minerals procedures in conformity with the five step framework contained in the OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, Third Edition, and the supplements on tin, tantalum, tungsten and gold. The principal features responding to each of the five steps are outlined below:

1 Establish strong company management systems. The Company did this by:
•Creating an internal policy governing our Conflict Minerals Compliance Program;
•Publishing its Conflict Minerals Policy at http://www.agcocorp.com/content/dam/agcocorp/Suppliers/AGCO_Conflict_Minerals_Policy_092013.pdf;
•Engaging with the Company’s global direct material and spare parts supply base to ensure awareness and motivate action as it relates to Section 1502;
•Utilizing the Conflict Minerals Reporting Template developed by the Responsible Minerals Initiative to identify smelters and refiners in the supply chain;
•Reporting to senior management on (a) suppliers’ responses to the Company’s inquiries, and (b) supply chain risk;
•As of May 2024, we have an active membership in the Responsible Minerals Initiative, an industry initiative that audits smelters' and refiners' due diligence activities;
•Including conflict minerals expectations in our supplier code of conduct;
•Having a cross-functional conflict minerals executive steering committee, with representatives from finance, legal, and purchasing functions to provide oversight to the Company’s Conflict Minerals Compliance Program;
•Making available an Ethics Hotline for employees, suppliers, or other interested party to report violations or questions related to conflict minerals at AGCO.


2 Identify and assess risk in the supply chain. The Company did this either independently or by engaging a third party service company to:
•Survey suppliers of products that the Company identified that had the potential to contain conflict minerals;
•Review internally-approved criteria to identify errors, omissions, and missed expectations on supplier Conflict Minerals Reporting Template submissions;
•Conduct additional procedures, including e-mail communication and personal contact with top-spend suppliers which did not respond to our outreach and suppliers with high risk smelters in their supply chains; while we recognize that we will not receive submissions from every supplier, our goal remains to increase the response rate received each year;
•Encourage our supply base to perform smelter outreach to encourage participation and certification in the Conflict-Free Smelter program;
•Evaluate smelter information provided by the supply chain.

3 Design and implement a strategy to respond to identified risks. The Company did this by:
•Reporting to senior management on (a) suppliers’ responses to the Company’s inquiries, and (b) supply chain risk;
•Providing an annual update to the Audit Committee of the Company’s Board of Directors;
•Following up and informing suppliers of improvements to be made in conflict minerals submissions, including providing information on smelter certification status and requesting direct smelter outreach for reported alleged smelters not participating in a certification program;
•Maintaining a Conflict Minerals Policy, and making the policy available to our suppliers, which addresses that the Company has the right to ‘limit purchases from the supplier to the extent practicable or seek alternative suppliers where commercially feasible should a supplier be unwilling to adhere to the Company’s Conflict Minerals Policy.

4 Carry out independent third-party audit of supply chain due diligence at identified points in the supply chain. The Company did this by:
•Participating in various industry groups to promote conflict minerals disclosure and best practice to manage conflict mineral processes.

5 Report on supply chain due diligence. The Company did this by:
•Filing an annual Form SD and Conflict Minerals Report with the Securities and Exchange Commission and making that filing available on the Company’s website.

III. Due Diligence Program Results

    Attached as Schedule A is the list of facilities verified by the Responsible Minerals Initiative that, based on the due diligence process described above, were reported as being included in the Company’s suppliers’ supply chains, during the Reporting Period. The majority of supplier responses provided data to the Company at the supplier company level, rather than specifying the smelters or refiners used in components supplied specifically to the Company.

IV. Risk Mitigation – Future Due Diligence Measures

    In future years the Company expects to continue to make inquiries to its suppliers, with its objective being to increase the response rate and completeness of responses each year. The Company conducts periodic reviews of strategic suppliers, and as part of those reviews has included questions relating to conflict minerals sourcing. Moving forward, we plan to continue membership and participation in Responsible Minerals Initiative activities in order to collaborate with fellow filers and confirm best practice in the conflict minerals space. Internal employees with regular supplier contact will receive conflict minerals training to support future supplier responses.

V. Product Description

    The products subject to the disclosure are tractors, combines, hay tools, sprayers, forage equipment, grain storage and protein production systems, seeding and tillage implements and replacement parts.



VI. Independent Private Sector Audit

    Not required for calendar year 2023.



Schedule A
MetalSmelter: Smelter NameCountryMines Locations
Tantalum5D Production OUEstoniaUnknown
Gold8853 S.p.A.ItalyExcludes Covered Countries and CAHRA
TungstenA.L.M.T. Corp.JapanIncludes Covered Countries
GoldABC Refinery Pty Ltd.AustraliaUnknown
GoldAbington Reldan Metals, LLCUnited States of AmericaExcludes Covered Countries and CAHRA
TungstenACL Metais EireliBrazilIncludes CAHRA
GoldAdvanced Chemical CompanyUnited States of AmericaIncludes CAHRA
GoldAfrican Gold RefineryUgandaIncludes Covered Countries
GoldAgosi AGGermanyExcludes Covered Countries and CAHRA
GoldAida Chemical Industries Co., Ltd.JapanExcludes Covered Countries and CAHRA
GoldAl Etihad Gold Refinery DMCCUnited Arab EmiratesExcludes Covered Countries and CAHRA
TungstenAlbasteel Industria e Comercio de Ligas Para Fundicao Ltd.BrazilIncludes Covered Countries
GoldAlbino Mountinho Lda.PortugalUnknown
GoldAlexy MetalsUnited States of AmericaRecycled/Scrap Only
GoldAlmalyk Mining and Metallurgical Complex (AMMC)UzbekistanIncludes Covered Countries
TinAlphaUnited States of AmericaIncludes CAHRA
TantalumAMG BrasilBrazilIncludes Covered Countries
TinAn Vinh Joint Stock Mineral Processing CompanyViet NamExcludes Covered Countries and CAHRA
GoldAngloGold Ashanti Corrego do Sitio MineracaoBrazilIncludes Covered Countries
GoldArgor-Heraeus S.A.SwitzerlandExcludes Covered Countries and CAHRA
TungstenArtek LLCRussian FederationRecycled/Scrap Only
GoldAsahi Pretec Corp.JapanExcludes Covered Countries and CAHRA
GoldAsahi Refining Canada Ltd.CanadaExcludes Covered Countries and CAHRA
GoldAsahi Refining USA Inc.United States Of AmericaIncludes Covered Countries
GoldAsaka Riken Co., Ltd.JapanExcludes Covered Countries and CAHRA
TungstenAsia Tungsten Products Vietnam Ltd.Viet NamIncludes Covered Countries
GoldAtasay Kuyumculuk Sanayi Ve Ticaret A.S.TurkeyExcludes Covered Countries and CAHRA
GoldAU Traders and RefinersSouth AfricaIncludes Covered Countries
GoldAugmont Enterprises Private LimitedIndiaExcludes Covered Countries and CAHRA
GoldAurubis AGGermanyExcludes Covered Countries and CAHRA
TinAurubis BeerseBelgiumIncludes Covered Countries


TinAurubis BerangoSpainIncludes CAHRA
GoldBangalore RefineryIndiaExcludes Covered Countries and CAHRA
GoldBangko Sentral ng Pilipinas (Central Bank of the Philippines)PhilippinesExcludes Covered Countries and CAHRA
GoldBoliden ABSwedenExcludes Covered Countries and CAHRA
GoldC. Hafner GmbH + Co. KGGermanyExcludes Covered Countries and CAHRA
GoldCaridadMexicoExcludes Covered Countries and CAHRA
GoldCCR Refinery - Glencore Canada CorporationCanadaIncludes Covered Countries
GoldCendres + Metaux S.A.SwitzerlandExcludes Covered Countries and CAHRA
GoldCGR Metalloys Pvt Ltd.IndiaExcludes Covered Countries and CAHRA
TinChenzhou Yunxiang Mining and Metallurgy Co., Ltd.ChinaIncludes CAHRA
TinChifeng Dajingzi Tin Industry Co., Ltd.ChinaIncludes CAHRA
GoldChimet S.p.A.ItalyExcludes Covered Countries and CAHRA
TungstenChina Molybdenum Tungsten Co., Ltd.ChinaExcludes Covered Countries and CAHRA
TinChina Tin Group Co., Ltd.ChinaIncludes CAHRA
TungstenChongyi Zhangyuan Tungsten Co., Ltd.ChinaIncludes Covered Countries
GoldChugai MiningJapanExcludes Covered Countries and CAHRA
TungstenCNMC (Guangxi) PGMA Co., Ltd.ChinaExcludes Covered Countries and CAHRA
GoldCoimpa Industrial LTDABrazilUnknown
TinCRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil LtdaBrazilExcludes Covered Countries and CAHRA
TinCRM SynergiesSpainRecycled/Scrap Only
TungstenCronimet Brasil LtdaBrazilExcludes Covered Countries and CAHRA
TinCV Ayi JayaIndonesiaIncludes CAHRA
TinCV Venus Inti PerkasaIndonesiaExcludes Covered Countries and CAHRA
TantalumD Block Metals, LLCUnited States Of AmericaIncludes CAHRA
GoldDaye Non-Ferrous Metals Mining Ltd.ChinaExcludes Covered Countries and CAHRA
GoldDegussa Sonne / Mond Goldhandel GmbHGermanyExcludes Covered Countries and CAHRA
GoldDijllah Gold Refinery FZCUnited Arab EmiratesExcludes Covered Countries and CAHRA
TinDongguan CiEXPO Environmental Engineering Co., Ltd.ChinaExcludes Covered Countries and CAHRA
TungstenDONGKUK INDUSTRIES CO., LTD.Korea, Republic ofUnknown
GoldDongwu Gold GroupChinaUnknown
GoldDowaJapanExcludes Covered Countries and CAHRA


TinDowaJapanExcludes Covered Countries and CAHRA
TinDS MyanmarMyanmarUnknown
GoldDSC (Do Sung Corporation)Korea, Republic ofExcludes Covered Countries and CAHRA
GoldEco-System Recycling Co., Ltd. East PlantJapanExcludes Covered Countries and CAHRA
GoldEco-System Recycling Co., Ltd. North PlantJapanExcludes Covered Countries and CAHRA
GoldEco-System Recycling Co., Ltd. West PlantJapanExcludes Covered Countries and CAHRA
TinElectro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock CompanyViet NamExcludes Covered Countries and CAHRA
TinEM VintoBolivia (Plurinational State Of)Includes CAHRA
GoldEmerald Jewel Industry India Limited (Unit 1)IndiaUnknown
GoldEmerald Jewel Industry India Limited (Unit 2)IndiaUnknown
GoldEmerald Jewel Industry India Limited (Unit 3)IndiaUnknown
GoldEmerald Jewel Industry India Limited (Unit 4)IndiaUnknown
GoldEmirates Gold DMCCUnited Arab EmiratesIncludes Covered Countries
TinEstanho de Rondonia S.A.BrazilExcludes Covered Countries and CAHRA
TantalumF&X Electro-Materials Ltd.ChinaIncludes Covered Countries
TinFabrica Auricchio Industria e Comercio Ltda.BrazilUnknown
TinFenix MetalsPolandIncludes CAHRA
GoldFidelity Printers and Refiners Ltd.ZimbabweIncludes Covered Countries
TantalumFIR Metals & Resource Ltd.ChinaExcludes Covered Countries and CAHRA
GoldFujairah Gold FZCUnited Arab EmiratesExcludes Covered Countries and CAHRA
TungstenFujian Xinlu Tungsten Co., Ltd.ChinaUnknown
TungstenGanzhou Jiangwu Ferrotungsten Co., Ltd.ChinaIncludes Covered Countries
TungstenGanzhou Seadragon W & Mo Co., Ltd.ChinaIncludes CAHRA
TinGejiu City Fuxiang Industry and Trade Co., Ltd.ChinaExcludes Covered Countries and CAHRA
TinGejiu Kai Meng Industry and Trade LLCChinaExcludes Covered Countries and CAHRA
TinGejiu Non-Ferrous Metal Processing Co., Ltd.ChinaIncludes CAHRA
TinGejiu Yunxin Nonferrous Electrolysis Co., Ltd.ChinaExcludes Covered Countries and CAHRA
TinGejiu Zili Mining And Metallurgy Co., Ltd.ChinaIncludes Covered Countries
GoldGG Refinery Ltd. Unknown
GoldGGC Gujrat Gold Centre Pvt. Ltd.IndiaIncludes CAHRA
TantalumGlobal Advanced Metals AizuJapanIncludes Covered Countries
TantalumGlobal Advanced Metals BoyertownUnited States of AmericaIncludes Covered Countries


TungstenGlobal Tungsten & Powders LLCUnited States of AmericaIncludes Covered Countries
GoldGold by Gold ColombiaColombiaUnknown
GoldGold Coast RefineryGhanaExcludes Covered Countries and CAHRA
GoldGold Refinery of Zijin Mining Group Co., Ltd.ChinaExcludes Covered Countries and CAHRA
GoldGreat Wall Precious Metals Co., Ltd. of CBPMChinaExcludes Covered Countries and CAHRA
TinGuangdong Hanhe Non-Ferrous Metal Co., Ltd.ChinaIncludes CAHRA
GoldGuangdong Jinding Gold LimitedChinaExcludes Covered Countries and CAHRA
TantalumGuangdong Rising Rare Metals-EO Materials Ltd. Excludes Covered Countries and CAHRA
TungstenGuangdong Xianglu Tungsten Co., Ltd.ChinaIncludes CAHRA
GoldGuoda Safina High-Tech Environmental Refinery Co., Ltd.ChinaExcludes Covered Countries and CAHRA
TungstenH.C. Starck Tungsten GmbHGermanyIncludes Covered Countries
GoldHangzhou Fuchunjiang Smelting Co., Ltd.ChinaExcludes Covered Countries and CAHRA
TungstenHANNAE FOR T Co., Ltd.Korea, Republic OfUnknown
GoldHeimerle + Meule GmbHGermanyIncludes Covered Countries
TantalumHengyang King Xing Lifeng New Materials Co., Ltd.ChinaExcludes Covered Countries and CAHRA
GoldHeraeus Germany GmbH Co. KGGermanyExcludes Covered Countries and CAHRA
GoldHeraeus Metals Hong Kong Ltd.ChinaExcludes Covered Countries and CAHRA
TungstenHubei Green Tungsten Co., Ltd.ChinaExcludes Covered Countries and CAHRA
TinHuiChang Hill Tin Industry Co., Ltd. Excludes Covered Countries and CAHRA
GoldHunan Chenzhou Mining Co., Ltd.ChinaExcludes Covered Countries and CAHRA
TungstenHunan Chenzhou Mining Co., Ltd.ChinaIncludes CAHRA
GoldHunan Guiyang yinxing Nonferrous Smelting Co., Ltd.ChinaIncludes Covered Countries
TungstenHunan Jintai New Material Co., Ltd.ChinaExcludes Covered Countries and CAHRA
TungstenHunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products BranchChinaIncludes CAHRA
GoldHwaSeong CJ CO., LTD.Korea, Republic ofExcludes Covered Countries and CAHRA
TungstenHydrometallurg, JSCRussian FederationIncludes Covered Countries
GoldIndustrial Refining CompanyBelgiumExcludes Covered Countries and CAHRA
GoldInner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.ChinaIncludes CAHRA
GoldInternational Precious Metal RefinersUnited Arab EmiratesExcludes Covered Countries and CAHRA
GoldIshifuku Metal Industry Co., Ltd.JapanExcludes Covered Countries and CAHRA
GoldIstanbul Gold RefineryTurkeyIncludes Covered Countries


GoldItalpreziosiItalyExcludes Covered Countries and CAHRA
GoldJALAN & CompanyIndiaExcludes Covered Countries and CAHRA
GoldJapan MintJapanExcludes Covered Countries and CAHRA
TungstenJapan New Metals Co., Ltd.JapanIncludes CAHRA
TungstenJiangwu H.C. Starck Tungsten Products Co., Ltd.ChinaIncludes Covered Countries
GoldJiangxi Copper Co., Ltd.ChinaExcludes Covered Countries and CAHRA
TantalumJiangxi Dinghai Tantalum & Niobium Co., Ltd.ChinaExcludes Covered Countries and CAHRA
TungstenJiangxi Gan Bei Tungsten Co., Ltd.ChinaIncludes CAHRA
TungstenJiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.ChinaExcludes Covered Countries and CAHRA
TinJiangxi New Nanshan Technology Ltd.ChinaIncludes CAHRA
TungstenJiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.ChinaIncludes CAHRA
TantalumJiangxi Tuohong New Raw MaterialChinaExcludes Covered Countries and CAHRA
TungstenJiangxi Xinsheng Tungsten Industry Co., Ltd.ChinaIncludes Covered Countries
TungstenJiangxi Yaosheng Tungsten Co., Ltd.ChinaExcludes Covered Countries and CAHRA
TantalumJiuJiang JinXin Nonferrous Metals Co., Ltd.ChinaIncludes Covered Countries
TantalumJiujiang Tanbre Co., Ltd.ChinaIncludes Covered Countries
TantalumJiujiang Zhongao Tantalum & Niobium Co., Ltd.ChinaExcludes Covered Countries and CAHRA
TungstenJSC "Kirovgrad Hard Alloys Plant"Russian FederationExcludes Covered Countries and CAHRA
GoldJSC Ekaterinburg Non-Ferrous Metal Processing PlantRussian FederationExcludes Covered Countries and CAHRA
GoldJSC Novosibirsk RefineryRussian FederationExcludes Covered Countries and CAHRA
GoldJSC UralelectromedRussian FederationExcludes Covered Countries and CAHRA
GoldJX Nippon Mining & Metals Co., Ltd.JapanExcludes Covered Countries and CAHRA
GoldK.A. RasmussenNorwayIncludes Covered Countries
GoldKaloti Precious MetalsUnited Arab EmiratesExcludes Covered Countries and CAHRA
GoldKazakhmys Smelting LLCKazakhstanExcludes Covered Countries and CAHRA
GoldKazzincKazakhstanExcludes Covered Countries and CAHRA
TantalumKEMET de MexicoMexicoIncludes Covered Countries
TungstenKenee Mining Corporation Vietnam Unknown
TungstenKennametal FallonUnited States of AmericaIncludes Covered Countries
TungstenKennametal HuntsvilleUnited States of AmericaIncludes CAHRA


GoldKennecott Utah Copper LLCUnited States of AmericaExcludes Covered Countries and CAHRA
GoldKGHM Polska Miedz Spolka AkcyjnaPolandExcludes Covered Countries and CAHRA
GoldKojima Chemicals Co., Ltd.JapanExcludes Covered Countries and CAHRA
GoldKorea Zinc Co., Ltd.Korea, Republic ofExcludes Covered Countries and CAHRA
GoldKundan Care Products Ltd.IndiaIncludes Covered Countries
GoldKyrgyzaltyn JSCKyrgyzstanExcludes Covered Countries and CAHRA
GoldKyshtym Copper-Electrolytic Plant ZAORussian FederationExcludes Covered Countries and CAHRA
GoldL'azurde Company For JewelrySaudi ArabiaExcludes Covered Countries and CAHRA
TungstenLianyou Metals Co., Ltd.Taiwan, Province Of ChinaExcludes Covered Countries and CAHRA
TungstenLianyou Resources Co., Ltd.Taiwan, Province Of ChinaUnknown
GoldLingbao Gold Co., Ltd.ChinaExcludes Covered Countries and CAHRA
GoldLingbao Jinyuan Tonghui Refinery Co., Ltd.ChinaExcludes Covered Countries and CAHRA
TungstenLLC VostokRussian FederationUnknown
GoldL'Orfebre S.A.AndorraIncludes Covered Countries
GoldLS-NIKKO Copper Inc.Korea, Republic ofExcludes Covered Countries and CAHRA
GoldLT Metal Ltd.Korea, Republic ofExcludes Covered Countries and CAHRA
TinLuna Smelter, Ltd.RwandaIncludes Covered Countries
GoldLuoyang Zijin Yinhui Gold Refinery Co., Ltd.ChinaExcludes Covered Countries and CAHRA
TinMa'anshan Weitai Tin Co., Ltd. Excludes Covered Countries and CAHRA
TinMagnu's Minerais Metais e Ligas Ltda.BrazilIncludes CAHRA
TinMalaysia Smelting Corporation (MSC)MalaysiaIncludes Covered Countries
TinMalaysia Smelting Corporation Berhad (Port Klang) Unknown
TungstenMalipo Haiyu Tungsten Co., Ltd.ChinaIncludes CAHRA
GoldMarsam MetalsBrazilIncludes CAHRA
TungstenMasan High-Tech MaterialsViet NamIncludes CAHRA
GoldMaterionUnited States of AmericaExcludes Covered Countries and CAHRA
TantalumMaterion Newton Inc.United States of AmericaIncludes Covered Countries
GoldMatsuda Sangyo Co., Ltd.JapanExcludes Covered Countries and CAHRA
GoldMD OverseasIndiaRecycled/Scrap Only
TinMelt Metais e Ligas S.A.BrazilIncludes CAHRA
GoldMetal Concentrators SA (Pty) Ltd.South AfricaExcludes Covered Countries and CAHRA
TinMetallic Resources, Inc.United States of AmericaIncludes CAHRA


GoldMetallix Refining Inc.United States of AmericaUnknown
TantalumMetallurgical Products India Pvt., Ltd.IndiaExcludes Covered Countries and CAHRA
GoldMetalor Technologies (Hong Kong) Ltd.ChinaIncludes Covered Countries
GoldMetalor Technologies (Singapore) Pte., Ltd.SingaporeExcludes Covered Countries and CAHRA
GoldMetalor Technologies (Suzhou) Ltd.ChinaExcludes Covered Countries and CAHRA
GoldMetalor Technologies S.A.SwitzerlandIncludes Covered Countries
GoldMetalor USA Refining CorporationUnited States of AmericaExcludes Covered Countries and CAHRA
GoldMetalurgica Met-Mex Penoles S.A. De C.V.MexicoExcludes Covered Countries and CAHRA
TinMineracao Taboca S.A.BrazilExcludes Covered Countries and CAHRA
TantalumMineracao Taboca S.A.BrazilIncludes Covered Countries
TinMining Minerals Resources SARLCongo, Democratic Republic Of TheUnknown
TinMinsurPeruIncludes CAHRA
TinMitsubishi Materials CorporationJapanExcludes Covered Countries and CAHRA
GoldMitsubishi Materials CorporationJapanIncludes Covered Countries
GoldMitsui Mining and Smelting Co., Ltd.JapanExcludes Covered Countries and CAHRA
TantalumMitsui Mining and Smelting Co., Ltd.JapanIncludes Covered Countries
GoldMKS PAMP SASwitzerlandIncludes Covered Countries
GoldMMTC-PAMP India Pvt., Ltd.IndiaIncludes Covered Countries
GoldModeltech Sdn BhdMalaysiaExcludes Covered Countries and CAHRA
TinModeltech Sdn BhdMalaysiaExcludes Covered Countries and CAHRA
TungstenMoliren Ltd.Russian FederationExcludes Covered Countries and CAHRA
GoldMorris and WatsonNew ZealandExcludes Covered Countries and CAHRA
GoldMoscow Special Alloys Processing PlantRussian FederationExcludes Covered Countries and CAHRA
GoldNadir Metal Rafineri San. Ve Tic. A.S.TurkeyExcludes Covered Countries and CAHRA
TungstenNam Viet Cromit Joint Stock CompanyChinaUnknown
GoldNavoi Mining and Metallurgical CombinatUzbekistanExcludes Covered Countries and CAHRA
TinNghe Tinh Non-Ferrous Metals Joint Stock CompanyViet NamIncludes Covered Countries
GoldNH Recytech CompanyKorea, Republic ofExcludes Covered Countries and CAHRA
TungstenNiagara Refining LLCUnited States of AmericaIncludes CAHRA
GoldNihon Material Co., Ltd.JapanIncludes Covered Countries
TantalumNingxia Orient Tantalum Industry Co., Ltd.ChinaIncludes Covered Countries
TinNovosibirsk Tin CombineRussian FederationExcludes Covered Countries and CAHRA


TantalumNPM Silmet ASEstoniaExcludes Covered Countries and CAHRA
TungstenNPP Tyazhmetprom LLCRussian FederationExcludes Covered Countries and CAHRA
TinO.M. Manufacturing (Thailand) Co., Ltd.ThailandExcludes Covered Countries and CAHRA
TinO.M. Manufacturing Philippines, Inc.PhilippinesExcludes Covered Countries and CAHRA
GoldOgussa Osterreichische Gold- und Silber-Scheideanstalt GmbHAustriaExcludes Covered Countries and CAHRA
GoldOhura Precious Metal Industry Co., Ltd.JapanExcludes Covered Countries and CAHRA
GoldOJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)Russian FederationIncludes Covered Countries
TungstenOOO “Technolom” 1Russian FederationUnknown
TungstenOOO “Technolom” 2Russian FederationUnknown
TinOperaciones Metalurgicas S.A.Bolivia (Plurinational State Of)Includes CAHRA
GoldPease & CurrenUnited States of AmericaIncludes CAHRA
GoldPenglai Penggang Gold Industry Co., Ltd.ChinaExcludes Covered Countries and CAHRA
TungstenPhilippine Chuangxin Industrial Co., Inc.PhilippinesExcludes Covered Countries and CAHRA
GoldPlanta Recuperadora de Metales SpAChileExcludes Covered Countries and CAHRA
TinPongpipat Company LimitedMyanmarExcludes Covered Countries and CAHRA
TantalumPowerX Ltd.RwandaUnknown
TinPrecious Minerals and Smelting LimitedIndiaExcludes Covered Countries and CAHRA
GoldPrioksky Plant of Non-Ferrous MetalsRussian FederationIncludes CAHRA
GoldPT Aneka Tambang (Persero) TbkIndonesiaExcludes Covered Countries and CAHRA
TinPT Aries Kencana SejahteraIndonesiaIncludes CAHRA
TinPT Artha Cipta LanggengIndonesiaIncludes CAHRA
TinPT ATD Makmur Mandiri JayaIndonesiaIncludes CAHRA
TinPT Babel Inti PerkasaIndonesiaIncludes CAHRA
TinPT Babel Surya Alam LestariIndonesiaExcludes Covered Countries and CAHRA
TinPT Bangka Prima TinIndonesiaExcludes Covered Countries and CAHRA
TinPT Bangka SerumpunIndonesiaIncludes CAHRA
TinPT Bangka Tin IndustryIndonesiaUnknown
TinPT Belitung Industri SejahteraIndonesiaIncludes CAHRA
TinPT Bukit TimahIndonesiaIncludes CAHRA
TinPT Cipta Persada MuliaIndonesiaExcludes Covered Countries and CAHRA
TinPT Menara Cipta MuliaIndonesiaIncludes CAHRA
TinPT Mitra Stania PrimaIndonesiaIncludes CAHRA
TinPT Mitra Sukses GlobalindoIndonesiaExcludes Covered Countries and CAHRA
TinPT Panca Mega PersadaIndonesiaIncludes CAHRA


TinPT Premium Tin IndonesiaIndonesiaExcludes Covered Countries and CAHRA
TinPT Prima Timah UtamaIndonesiaIncludes CAHRA
TinPT Putera Sarana Shakti (PT PSS)IndonesiaUnknown
TinPT Rajawali Rimba PerkasaIndonesiaExcludes Covered Countries and CAHRA
TinPT Rajehan AriqIndonesiaIncludes CAHRA
TinPT Refined Bangka TinIndonesiaIncludes CAHRA
TinPT Sariwiguna BinasentosaIndonesiaIncludes CAHRA
TinPT Stanindo Inti PerkasaIndonesiaIncludes CAHRA
TinPT Sukses Inti MakmurIndonesiaIncludes CAHRA
TinPT Timah NusantaraIndonesiaIncludes Covered Countries
TinPT Timah Tbk KundurIndonesiaIncludes CAHRA
TinPT Timah Tbk MentokIndonesiaIncludes CAHRA
TinPT Tinindo Inter NusaIndonesiaIncludes Covered Countries
TinPT Tirus Putra MandiriIndonesiaExcludes Covered Countries and CAHRA
TinPT Tommy UtamaIndonesiaExcludes Covered Countries and CAHRA
GoldPX Precinox S.A.SwitzerlandExcludes Covered Countries and CAHRA
GoldQG Refining, LLCUnited States of AmericaIncludes Covered Countries
TantalumQuantumCleanUnited States of AmericaIncludes Covered Countries
GoldRand Refinery (Pty) Ltd.South AfricaIncludes Covered Countries
GoldRefinery of Seemine Gold Co., Ltd.ChinaExcludes Covered Countries and CAHRA
GoldREMONDIS PMR B.V.NetherlandsExcludes Covered Countries and CAHRA
TinResind Industria e Comercio Ltda.BrazilExcludes Covered Countries and CAHRA
TantalumResind Industria e Comercio Ltda.BrazilExcludes Covered Countries and CAHRA
TantalumRFH Yancheng Jinye New Material Technology Co., Ltd.ChinaUnknown
GoldRoyal Canadian MintCanadaExcludes Covered Countries and CAHRA
TinRui Da HungTaiwan, Province of ChinaIncludes CAHRA
GoldSAAMPFranceIncludes CAHRA
GoldSabin Metal Corp.United States of AmericaIncludes CAHRA
GoldSafimet S.p.AItalyIncludes Covered Countries
GoldSAFINA A.S.CzechiaExcludes Covered Countries and CAHRA
GoldSai RefineryIndiaExcludes Covered Countries and CAHRA
GoldSam Precious MetalsUnited Arab EmiratesUnknown
GoldSamduck Precious MetalsKorea, Republic ofIncludes Covered Countries
GoldSamwon Metals Corp.Korea, Republic ofExcludes Covered Countries and CAHRA


GoldSEMPSA Joyeria Plateria S.A.SpainExcludes Covered Countries and CAHRA
GoldShandong Gold Smelting Co., Ltd.ChinaIncludes Covered Countries
GoldShandong Humon Smelting Co., Ltd.ChinaExcludes Covered Countries and CAHRA
GoldShandong Tiancheng Biological Gold Industrial Co., Ltd.ChinaExcludes Covered Countries and CAHRA
GoldShandong Zhaojin Gold & Silver Refinery Co., Ltd.ChinaExcludes Covered Countries and CAHRA
GoldShenzhen CuiLu Gold Co., Ltd.ChinaUnknown
GoldShenzhen Zhonghenglong Real Industry Co., Ltd.ChinaExcludes Covered Countries and CAHRA
TungstenShinwon Tungsten (Fujian Shanghang) Co., Ltd. Unknown
GoldShirpur Gold Refinery Ltd.IndiaExcludes Covered Countries and CAHRA
GoldSichuan Tianze Precious Metals Co., Ltd.ChinaExcludes Covered Countries and CAHRA
GoldSingway Technology Co., Ltd.Taiwan, Province of ChinaExcludes Covered Countries and CAHRA
GoldSOE Shyolkovsky Factory of Secondary Precious MetalsRussian FederationIncludes CAHRA
GoldSolar Applied Materials Technology Corp.Taiwan, Province of ChinaExcludes Covered Countries and CAHRA
TantalumSolikamsk Magnesium Works OAORussian FederationIncludes Covered Countries
GoldSovereign MetalsIndiaIncludes Covered Countries
GoldState Research Institute Center for Physical Sciences and TechnologyLithuaniaIncludes Covered Countries
GoldSudan Gold RefinerySudanIncludes Covered Countries
GoldSumitomo Metal Mining Co., Ltd.JapanExcludes Covered Countries and CAHRA
GoldSungEel HiMetal Co., Ltd.Korea, Republic ofExcludes Covered Countries and CAHRA
GoldSuper Dragon Technology Co., Ltd.Taiwan, Province of ChinaExcludes Covered Countries and CAHRA
TinSuper LigasBrazilIncludes Covered Countries
GoldT.C.A S.p.AItalyExcludes Covered Countries and CAHRA
TinTakehara PVD Materials Plant / PVD Materials Division of MITSUI MINING & SMELTING CO., LTD. Unknown
TantalumTaki Chemical Co., Ltd.JapanExcludes Covered Countries and CAHRA
GoldTanaka Kikinzoku Kogyo K.K.JapanExcludes Covered Countries and CAHRA
TantalumTANIOBIS Co., Ltd.ThailandIncludes Covered Countries
TantalumTANIOBIS GmbHGermanyIncludes Covered Countries
TantalumTANIOBIS Japan Co., Ltd.JapanIncludes Covered Countries
TungstenTANIOBIS Smelting GmbH & Co. KGGermanyIncludes Covered Countries
TantalumTANIOBIS Smelting GmbH & Co. KGGermanyIncludes Covered Countries
TantalumTelex MetalsUnited States of AmericaIncludes Covered Countries
TinThaisarcoThailandIncludes Covered Countries


TinTin Smelting Branch of Yunnan Tin Co., Ltd.ChinaIncludes CAHRA
TinTin Technology & RefiningUnited States of AmericaExcludes Covered Countries and CAHRA
GoldTokuriki Honten Co., Ltd.JapanExcludes Covered Countries and CAHRA
GoldTongling Nonferrous Metals Group Co., Ltd.ChinaExcludes Covered Countries and CAHRA
GoldTOO Tau-Ken-AltynKazakhstanExcludes Covered Countries and CAHRA
GoldTorecomKorea, Republic ofExcludes Covered Countries and CAHRA
TungstenTungsten Vietnam Joint Stock CompanyViet NamUnknown
TinTuyen Quang Non-Ferrous Metals Joint Stock CompanyViet NamExcludes Covered Countries and CAHRA
TantalumUlba Metallurgical Plant JSCKazakhstanIncludes Covered Countries
GoldUmicore Precious Metals ThailandThailandIncludes CAHRA
GoldUmicore S.A. Business Unit Precious Metals RefiningBelgiumExcludes Covered Countries and CAHRA
TungstenUnecha Refractory metals plantRussian FederationIncludes CAHRA
GoldUnited Precious Metal Refining, Inc.United States of AmericaExcludes Covered Countries and CAHRA
GoldValcambi S.A.SwitzerlandIncludes Covered Countries
TinVQB Mineral and Trading Group JSCViet NamIncludes Covered Countries
GoldWEEEREFININGFranceUnknown
GoldWestern Australian Mint (T/a The Perth Mint)AustraliaExcludes Covered Countries and CAHRA
TinWhite Solder Metalurgia e Mineracao Ltda.BrazilIncludes CAHRA
GoldWIELAND Edelmetalle GmbHGermanyExcludes Covered Countries and CAHRA
TungstenWolfram Bergbau und Hutten AGAustriaIncludes Covered Countries
TungstenXiamen Tungsten (H.C.) Co., Ltd.ChinaIncludes Covered Countries
TungstenXiamen Tungsten Co., Ltd.ChinaIncludes Covered Countries
TantalumXIMEI RESOURCES (GUANGDONG) LIMITEDChinaIncludes Covered Countries
TantalumXinXing HaoRong Electronic Material Co., Ltd.ChinaExcludes Covered Countries and CAHRA
GoldYamakin Co., Ltd.JapanExcludes Covered Countries and CAHRA
TantalumYanling Jincheng Tantalum & Niobium Co., Ltd.ChinaExcludes Covered Countries and CAHRA
GoldYokohama Metal Co., Ltd.JapanIncludes Covered Countries
TungstenYUDU ANSHENG TUNGSTEN CO., LTD.ChinaUnknown
TinYunnan Chengfeng Non-ferrous Metals Co., Ltd.ChinaIncludes CAHRA
GoldYunnan Copper Industry Co., Ltd.ChinaIncludes Covered Countries
TinYunnan Yunfan Non-ferrous Metals Co., Ltd.ChinaIncludes CAHRA
GoldZhongyuan Gold Smelter of Zhongjin Gold CorporationChinaExcludes Covered Countries and CAHRA