Exhibit No. | Description | |
AGCO Corporation | |
By: | /s/ Andrew H. Beck |
Andrew H. Beck Senior Vice President and Chief Financial Officer |
• | Creating an internal policy governing our conflict minerals compliance program; |
• | Publishing its Conflict Minerals policy at http://www.agcocorp.com/content/dam/agcocorp/Suppliers/AGCO_Conflict_Minerals_Policy_092013.pdf; |
• | Utilizing the Conflict Minerals Reporting Template developed by the Conflict Free Sourcing Initiative to identify smelters and refiners in the supply chain; |
• | Reporting to senior management no less frequently than quarterly on (a) suppliers’ responses to the Company’s inquiries, and (b) supply chain risk; |
• | Maintaining active membership in the Responsible Minerals Initiative, formerly known as the Electronic Industry Citizenship Coalition (EICC) and Global e-Sustainability Initiative’s (GeSI) Conflict-Free Sourcing Initiative, an industry initiative that audits smelters’ and refiners’ due diligence activities; |
• | Including conflict minerals expectations in standard contract language, new supplier on-boarding procedures and supplier audits; |
• | Having a cross-functional conflict minerals steering committee, with representatives from finance, legal, purchasing, engineering, and IT functions to provide oversight to the Company’s conflict minerals program; |
• | Making available an Ethics Hotline for employees, suppliers, or other interested party to report violations or questions related to conflict minerals at AGCO. |
• | Surveying suppliers of products that the Company identified that had the potential to contain Conflict Minerals (covering 100% of 2017 expenditures for direct material components and materials); |
• | Reviewing internally-approved criteria to identify errors, omissions, and missed expectations on supplier Conflict Minerals Reporting Template submissions; |
• | For those suppliers who did not respond to our surveys, we conducted additional procedures, including e-mail communication and personal contact with top-spend suppliers; |
• | Performing direct smelter outreach to encourage participation in the Conflict-Free Smelter Program; |
• | Evaluating smelter information provided by the supply chain against data from the Responsible Minerals Initiative. |
• | Reporting to senior management no less frequently than quarterly on (a) suppliers’ responses to the Company’s inquiries, and (b) supply chain risk; |
• | Providing an annual update to the Audit Committee of the Company’s Board of Directors; |
• | Informing suppliers of improvements to be made in conflict minerals submissions, including providing information on smelter certification status and requesting direct smelter outreach for reported alleged smelters not participating in a certification program; |
• | Increasingly emphasizing the Company’s Conflict Minerals policy intent to ‘limit purchases from the supplier to the extent practicable or seek alternative suppliers where commercially feasible’ should a supplier be unwilling to adhere to the Company’s Conflict Minerals policy. |
• | Encouraging hesitant smelters/refiners to participate in the Conflict-Free Smelter Program through active participation in the Responsible Minerals Initiative’s smelter engagement team and direct outreach to suppliers; |
• | Participating in various industry groups to promote conflict minerals disclosure and best practice to manage conflict mineral processes. |
• | Filing an annual Form SD and Conflict Minerals Report with the Securities and Exchange Commission and making that filing available on the Company’s website. |
Metal | Smelter Name | Country |
Gold | L'Orfebre S.A. | ANDORRA |
Gold | Western Australian Mint (T/a The Perth Mint) | AUSTRALIA |
Gold | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | AUSTRIA |
Gold | Umicore S.A. Business Unit Precious Metals Refining | BELGIUM |
Gold | AngloGold Ashanti Corrego do Sitio Mineracao | BRAZIL |
Gold | Umicore Brasil Ltda. | BRAZIL |
Gold | Marsam Metals | BRAZIL |
Gold | CCR Refinery - Glencore Canada Corporation | CANADA |
Gold | Royal Canadian Mint | CANADA |
Gold | Asahi Refining Canada Ltd. | CANADA |
Gold | Planta Recuperadora de Metales SpA | CHILE |
Gold | The Refinery of Shandong Gold Mining Co., Ltd. | CHINA |
Gold | Metalor Technologies (Hong Kong) Ltd. | CHINA |
Gold | Metalor Technologies (Suzhou) Ltd. | CHINA |
Gold | Jiangxi Copper Co., Ltd. | CHINA |
Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | CHINA |
Gold | Sichuan Tianze Precious Metals Co., Ltd. | CHINA |
Gold | Heraeus Metals Hong Kong Ltd. | CHINA |
Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | CHINA |
Gold | Gold Refinery of Zijin Mining Group Co., Ltd. | CHINA |
Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CHINA |
Gold | Daye Non-Ferrous Metals Mining Ltd. | CHINA |
Gold | SAFINA A.S. | CZECH REPUBLIC |
Gold | SAAMP | FRANCE |
Gold | C. Hafner GmbH + Co. KG | GERMANY |
Gold | Allgemeine Gold-und Silberscheideanstalt A.G. | GERMANY |
Gold | Aurubis AG | GERMANY |
Gold | WIELAND Edelmetalle GmbH | GERMANY |
Gold | SAXONIA Edelmetalle GmbH | GERMANY |
Gold | DODUCO Contacts and Refining GmbH | GERMANY |
Gold | Heraeus Precious Metals GmbH & Co. KG | GERMANY |
Gold | Heimerle + Meule GmbH | GERMANY |
Gold | Bangalore Refinery | INDIA |
Gold | MMTC-PAMP India Pvt., Ltd. | INDIA |
Gold | PT Aneka Tambang (Persero) Tbk | INDONESIA |
Gold | Chimet S.p.A. | ITALY |
Gold | Italpreziosi | ITALY |
Gold | T.C.A S.p.A | ITALY |
Gold | Safimet S.p.A | ITALY |
Gold | Asaka Riken Co., Ltd. | JAPAN |
Gold | Asahi Pretec Corp. | JAPAN |
Gold | Aida Chemical Industries Co., Ltd. | JAPAN |
Gold | Tanaka Kikinzoku Kogyo K.K. | JAPAN |
Gold | Tokuriki Honten Co., Ltd. | JAPAN |
Gold | Kojima Chemicals Co., Ltd. | JAPAN |
Gold | Matsuda Sangyo Co., Ltd. | JAPAN |
Gold | Eco-System Recycling Co., Ltd. | JAPAN |
Gold | Dowa | JAPAN |
Gold | JX Nippon Mining & Metals Co., Ltd. | JAPAN |
Gold | Japan Mint | JAPAN |
Gold | Ishifuku Metal Industry Co., Ltd. | JAPAN |
Gold | Sumitomo Metal Mining Co., Ltd. | JAPAN |
Gold | Mitsui Mining and Smelting Co., Ltd. | JAPAN |
Gold | Mitsubishi Materials Corporation | JAPAN |
Gold | Yokohama Metal Co., Ltd. | JAPAN |
Gold | Yamakin Co., Ltd. | JAPAN |
Gold | Ohura Precious Metal Industry Co., Ltd. | JAPAN |
Gold | Nihon Material Co., Ltd. | JAPAN |
Gold | Chugai Mining | JAPAN |
Gold | Kazzinc | KAZAKHSTAN |
Gold | Kazakhmys Smelting LLC | KAZAKHSTAN |
Gold | TOO Tau-Ken-Altyn | KAZAKHSTAN |
Gold | Daejin Indus Co., Ltd. | KOREA, REPUBLIC OF |
Gold | Torecom | KOREA, REPUBLIC OF |
Gold | DSC (Do Sung Corporation) | KOREA, REPUBLIC OF |
Gold | LS-NIKKO Copper Inc. | KOREA, REPUBLIC OF |
Gold | Samduck Precious Metals | KOREA, REPUBLIC OF |
Gold | HeeSung Metal Ltd. | KOREA, REPUBLIC OF |
Gold | Korea Zinc Co., Ltd. | KOREA, REPUBLIC OF |
Gold | SungEel HiMetal Co., Ltd. | KOREA, REPUBLIC OF |
Gold | DS PRETECH Co., Ltd. | KOREA, REPUBLIC OF |
Gold | NH Recytech Company | KOREA, REPUBLIC OF |
Gold | Kyrgyzaltyn JSC | KYRGYZSTAN |
Gold | Modeltech Sdn Bhd | MALAYSIA |
Gold | Metalurgica Met-Mex Penoles S.A. De C.V. | MEXICO |
Gold | Remondis Argentia B.V. | NETHERLANDS |
Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | PHILIPPINES |
Gold | KGHM Polska Miedz Spolka Akcyjna | POLAND |
Gold | OJSC Novosibirsk Refinery | RUSSIAN FEDERATION |
Gold | JSC Uralelectromed | RUSSIAN FEDERATION |
Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | RUSSIAN FEDERATION |
Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | RUSSIAN FEDERATION |
Gold | Moscow Special Alloys Processing Plant | RUSSIAN FEDERATION |
Gold | Prioksky Plant of Non-Ferrous Metals | RUSSIAN FEDERATION |
Gold | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) | RUSSIAN FEDERATION |
Gold | L'azurde Company For Jewelry | SAUDI ARABIA |
Gold | Metalor Technologies (Singapore) Pte., Ltd. | SINGAPORE |
Gold | Rand Refinery (Pty) Ltd. | SOUTH AFRICA |
Gold | AU Traders and Refiners | SOUTH AFRICA |
Gold | SEMPSA Joyeria Plateria S.A. | SPAIN |
Gold | Boliden AB | SWEDEN |
Gold | Cendres + Metaux S.A. | SWITZERLAND |
Gold | Argor-Heraeus S.A. | SWITZERLAND |
Gold | Valcambi S.A. | SWITZERLAND |
Gold | Metalor Technologies S.A. | SWITZERLAND |
Gold | PX Precinox S.A. | SWITZERLAND |
Gold | PAMP S.A. | SWITZERLAND |
Gold | Solar Applied Materials Technology Corp. | TAIWAN, PROVINCE OF CHINA |
Gold | Singway Technology Co., Ltd. | TAIWAN, PROVINCE OF CHINA |
Gold | Umicore Precious Metals Thailand | THAILAND |
Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | TURKEY |
Gold | Istanbul Gold Refinery | TURKEY |
Gold | Nadir Metal Rafineri San. Ve Tic. A.S. | TURKEY |
Gold | Emirates Gold DMCC | UNITED ARAB EMIRATES |
Gold | Al Etihad Gold Refinery DMCC | UNITED ARAB EMIRATES |
Gold | Kaloti Precious Metals | UNITED ARAB EMIRATES |
Gold | Advanced Chemical Company | UNITED STATES OF AMERICA |
Gold | United Precious Metal Refining, Inc. | UNITED STATES OF AMERICA |
Gold | Metalor USA Refining Corporation | UNITED STATES OF AMERICA |
Gold | Materion | UNITED STATES OF AMERICA |
Gold | Kennecott Utah Copper LLC | UNITED STATES OF AMERICA |
Gold | Asahi Refining USA Inc. | UNITED STATES OF AMERICA |
Gold | Geib Refining Corporation | UNITED STATES OF AMERICA |
Gold | Republic Metals Corporation | UNITED STATES OF AMERICA |
Gold | Almalyk Mining and Metallurgical Complex (AMMC) | UZBEKISTAN |
Gold | Fidelity Printers and Refiners Ltd. | ZIMBABWE |
Tantalum | Resind Industria e Comercio Ltda. | BRAZIL |
Tantalum | Mineracao Taboca S.A. | BRAZIL |
Tantalum | LSM Brasil S.A. | BRAZIL |
Tantalum | Guangdong Rising Rare Metals-EO Materials Ltd. | CHINA |
Tantalum | Changsha South Tantalum Niobium Co., Ltd. | CHINA |
Tantalum | Jiangxi Tuohong New Raw Material | CHINA |
Tantalum | F&X Electro-Materials Ltd. | CHINA |
Tantalum | RFH Tantalum Smeltery Co., Ltd./Yanling Jincheng Tantalum & Niobium Co., Ltd. | CHINA |
Tantalum | Jiujiang Tanbre Co., Ltd. | CHINA |
Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | CHINA |
Tantalum | Guangdong Zhiyuan New Material Co., Ltd. | CHINA |
Tantalum | Jiujiang Janny New Material Co., Ltd. | CHINA |
Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | CHINA |
Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | CHINA |
Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | CHINA |
Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | CHINA |
Tantalum | FIR Metals & Resource Ltd. | CHINA |
Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | CHINA |
Tantalum | NPM Silmet AS | ESTONIA |
Tantalum | H.C. Starck Smelting GmbH & Co. KG | GERMANY |
Tantalum | H.C. Starck Hermsdorf GmbH | GERMANY |
Tantalum | H.C. Starck Tantalum and Niobium GmbH | GERMANY |
Tantalum | Metallurgical Products India Pvt., Ltd. | INDIA |
Tantalum | Asaka Riken Co., Ltd. | JAPAN |
Tantalum | Taki Chemical Co., Ltd. | JAPAN |
Tantalum | Mitsui Mining and Smelting Co., Ltd. | JAPAN |
Tantalum | Global Advanced Metals Aizu | JAPAN |
Tantalum | H.C. Starck Ltd. | JAPAN |
Tantalum | Ulba Metallurgical Plant JSC | KAZAKHSTAN |
Tantalum | Power Resources Ltd. | MACEDONIA, THE FORMER YUGOSLAV REPUBLIC OF |
Tantalum | KEMET Blue Metals | MEXICO |
Tantalum | Solikamsk Magnesium Works OAO | RUSSIAN FEDERATION |
Tantalum | H.C. Starck Co., Ltd. | THAILAND |
Tantalum | Telex Metals | UNITED STATES OF AMERICA |
Tantalum | Exotech Inc. | UNITED STATES OF AMERICA |
Tantalum | QuantumClean | UNITED STATES OF AMERICA |
Tantalum | KEMET Blue Powder | UNITED STATES OF AMERICA |
Tantalum | Global Advanced Metals Boyertown | UNITED STATES OF AMERICA |
Tantalum | H.C. Starck Inc. | UNITED STATES OF AMERICA |
Tantalum | D Block Metals, LLC | UNITED STATES OF AMERICA |
Tin | Metallo Belgium N.V. | BELGIUM |
Tin | EM Vinto | BOLIVIA (PLURINATIONAL STATE OF) |
Tin | Operaciones Metalurgical S.A. | BOLIVIA (PLURINATIONAL STATE OF) |
Tin | Resind Industria e Comercio Ltda. | BRAZIL |
Tin | Mineracao Taboca S.A. | BRAZIL |
Tin | Soft Metais Ltda. | BRAZIL |
Tin | White Solder Metalurgia e Mineracao Ltda. | BRAZIL |
Tin | Magnu's Minerais Metais e Ligas Ltda. | BRAZIL |
Tin | Melt Metais e Ligas S.A. | BRAZIL |
Tin | Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | CHINA |
Tin | Chifeng Dajingzi Tin Industry Co., Ltd. | CHINA |
Tin | Gejiu Jinye Mineral Company | CHINA |
Tin | Jiangxi Ketai Advanced Material Co., Ltd. | CHINA |
Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | CHINA |
Tin | Guanyang Guida Nonferrous Metal Smelting Plant | CHINA |
Tin | Gejiu Fengming Metallurgy Chemical Plant | CHINA |
Tin | HuiChang Hill Tin Industry Co., Ltd. | CHINA |
Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | CHINA |
Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | CHINA |
Tin | China Tin Group Co., Ltd. | CHINA |
Tin | Gejiu Kai Meng Industry and Trade LLC | CHINA |
Tin | Huichang Jinshunda Tin Co., Ltd. | CHINA |
Tin | Jiangxi New Nanshan Technology Ltd. | CHINA |
Tin | Yunnan Tin Company Limited | CHINA |
Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | CHINA |
Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. | CHINA |
Tin | PT Babel Surya Alam Lestari | INDONESIA |
Tin | PT Bangka Serumpun | INDONESIA |
Tin | CV United Smelting | INDONESIA |
Tin | PT Premium Tin Indonesia | INDONESIA |
Tin | PT Aries Kencana Sejahtera | INDONESIA |
Tin | CV Gita Pesona | INDONESIA |
Tin | PT Menara Cipta Mulia | INDONESIA |
Tin | PT Kijang Jaya Mandiri | INDONESIA |
Tin | PT Sukses Inti Makmur | INDONESIA |
Tin | PT Bangka Prima Tin | INDONESIA |
Tin | PT Belitung Industri Sejahtera | INDONESIA |
Tin | PT Bangka Tin Industry | INDONESIA |
Tin | PT Artha Cipta Langgeng | INDONESIA |
Tin | PT Babel Inti Perkasa | INDONESIA |
Tin | PT Tommy Utama | INDONESIA |
Tin | PT Tinindo Inter Nusa | INDONESIA |
Tin | PT Timah (Persero) Tbk Mentok | INDONESIA |
Tin | PT Timah (Persero) Tbk Kundur | INDONESIA |
Tin | PT Sumber Jaya Indah | INDONESIA |
Tin | PT Stanindo Inti Perkasa | INDONESIA |
Tin | PT Sariwiguna Binasentosa | INDONESIA |
Tin | PT Refined Bangka Tin | INDONESIA |
Tin | PT Prima Timah Utama | INDONESIA |
Tin | PT Panca Mega Persada | INDONESIA |
Tin | PT Mitra Stania Prima | INDONESIA |
Tin | PT Karimun Mining | INDONESIA |
Tin | PT Eunindo Usaha Mandiri | INDONESIA |
Tin | PT DS Jaya Abadi | INDONESIA |
Tin | PT Bukit Timah | INDONESIA |
Tin | PT Lautan Harmonis Sejahtera | INDONESIA |
Tin | CV Venus Inti Perkasa | INDONESIA |
Tin | PT Rajehan Ariq | INDONESIA |
Tin | CV Dua Sekawan | INDONESIA |
Tin | CV Ayi Jaya | INDONESIA |
Tin | PT Inti Stania Prima | INDONESIA |
Tin | PT ATD Makmur Mandiri Jaya | INDONESIA |
Tin | Dowa | JAPAN |
Tin | Mitsubishi Materials Corporation | JAPAN |
Tin | Malaysia Smelting Corporation (MSC) | MALAYSIA |
Tin | Modeltech Sdn Bhd | MALAYSIA |
Tin | Minsur | PERU |
Tin | O.M. Manufacturing Philippines, Inc. | PHILIPPINES |
Tin | Fenix Metals | POLAND |
Tin | Metallo Spain S.L.U. | SPAIN |
Tin | Rui Da Hung | TAIWAN, PROVINCE OF CHINA |
Tin | Thaisarco | THAILAND |
Tin | O.M. Manufacturing (Thailand) Co., Ltd. | THAILAND |
Tin | Alpha | UNITED STATES OF AMERICA |
Tin | Metallic Resources, Inc. | UNITED STATES OF AMERICA |
Tungsten | Wolfram Bergbau und Hutten AG | AUSTRIA |
Tungsten | ACL Metais Eireli | BRAZIL |
Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | CHINA |
Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | CHINA |
Tungsten | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | CHINA |
Tungsten | South-East Nonferrous Metal Company Limited of Hengyang City | CHINA |
Tungsten | Fujian Jinxin Tungsten Co., Ltd. | CHINA |
Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. | CHINA |
Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | CHINA |
Tungsten | Hunan Chenzhou Mining Co., Ltd. | CHINA |
Tungsten | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | CHINA |
Tungsten | Xiamen Tungsten Co., Ltd. | CHINA |
Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | CHINA |
Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | CHINA |
Tungsten | Malipo Haiyu Tungsten Co., Ltd. | CHINA |
Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | CHINA |
Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CHINA |
Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | CHINA |
Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CHINA |
Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | CHINA |
Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CHINA |
Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | CHINA |
Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | CHINA |
Tungsten | Ganzhou Haichuang Tungsten Co., Ltd. | CHINA |
Tungsten | H.C. Starck Smelting GmbH & Co. KG | GERMANY |
Tungsten | H.C. Starck Tungsten GmbH | GERMANY |
Tungsten | A.L.M.T. TUNGSTEN Corp. | JAPAN |
Tungsten | Japan New Metals Co., Ltd. | JAPAN |
Tungsten | Woltech Korea Co., Ltd. | KOREA, REPUBLIC OF |
Tungsten | Philippine Chuangxin Industrial Co., Inc. | PHILIPPINES |
Tungsten | Unecha Refractory metals plant | RUSSIAN FEDERATION |
Tungsten | Hydrometallurg, JSC | RUSSIAN FEDERATION |
Tungsten | Moliren Ltd. | RUSSIAN FEDERATION |
Tungsten | Kennametal Huntsville | UNITED STATES OF AMERICA |
Tungsten | Kennametal Fallon | UNITED STATES OF AMERICA |
Tungsten | Global Tungsten & Powders Corp. | UNITED STATES OF AMERICA |
Tungsten | Niagara Refining LLC | UNITED STATES OF AMERICA |
Tungsten | Tejing (Vietnam) Tungsten Co., Ltd. | VIETNAM |
Tungsten | Vietnam Youngsun Tungsten Industry Co., Ltd. | VIETNAM |
Tungsten | Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC | VIETNAM |
Tungsten | Asia Tungsten Products Vietnam Ltd. | VIETNAM |