SEC FORM
4
SEC Form 4
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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OMB APPROVAL |
OMB Number: |
3235-0287 |
Estimated average burden |
hours per response: |
0.5 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
1. Name and Address of Reporting Person*
TRACTORS & FARM EQUIPMENT LTD OLD NO. 35 |
NEW NO. 77, NUNGAMBAKKAM HIGH ROAD |
(Street)
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2. Issuer Name and Ticker or Trading Symbol
AGCO CORP /DE
[ AGCO ]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X |
Director |
X |
10% Owner |
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Officer (give title below) |
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Other (specify below) |
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3. Date of Earliest Transaction
(Month/Day/Year) 09/24/2015
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4. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Form filed by One Reporting Person |
X |
Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
1. Title of Security (Instr.
3)
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2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
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4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
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5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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7. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock |
09/24/2015 |
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P |
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119,501
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A |
$43.92
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8,459,332
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I |
By Tractors and Farm Equipment Limited |
Common Stock |
09/24/2015 |
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P |
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180,109
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A |
$44.75
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8,639,441
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I |
By Tractors and Farm Equipment Limited |
Common Stock |
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3,263,321
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I |
By TAFE Motors and Tractors Limited |
Common Stock |
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9,034
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D |
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative Security (Instr.
3)
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2. Conversion or Exercise Price of Derivative Security
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3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
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5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
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6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
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8. Price of Derivative Security (Instr.
5)
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9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
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10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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11. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
1. Name and Address of Reporting Person*
TRACTORS & FARM EQUIPMENT LTD OLD NO. 35 |
NEW NO. 77, NUNGAMBAKKAM HIGH ROAD |
(Street)
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1. Name and Address of Reporting Person*
OLD NO. 35, NEW NO. 77 |
NUNGAMBAKKAM HIGH ROAD |
(Street)
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1. Name and Address of Reporting Person*
OLD NO. 35, NEW NO. 77 |
NUNGAMBAKKAM HIGH ROAD |
(Street)
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Explanation of Responses: |
Remarks: |
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/s/ Anthea L. Markstein, Attorney-in-Fact for Tractors and Farm Equipment Limited |
09/25/2015 |
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/s/ Anthea L. Markstein, Attorney-in-Fact for Mallika Srinivasan |
09/25/2015 |
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/s/ Anthea L. Markstein, Attorney-in-Fact for TAFE Motors and Tractors Limited |
09/25/2015 |
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** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
LIMITED POWER OF ATTORNEY FOR
SECTION 16 REPORTING OBLIGATIONS
KNOW ALL MEN BY THESE PRESENTS, that each person or entity whose signature appears below constitutes and appoints each of Joel F. Herold, Stephanie R. Gallina, Margaret R. Markman and Anthea L. Markstein of Cravath, Swaine & Moore LLP to be the undersigned’s true and lawful attorney, for it, and in its name, place and stead to execute, acknowledge, deliver and file Forms 3, 4, and 5 (including amendments thereto) with respect to securities of AGCO Corporation (the “Company”), required to be filed with the U.S. Securities and Exchange Commission, national securities exchanges and the Company pursuant to Section 16(a) of the Securities Exchange Act of 1934 and the rules and regulations thereunder, granting unto said attorney full power and authority to perform all acts necessary to the completion of such purposes.
The validity of this Power of Attorney shall not be affected in any manner by reason of the execution, at any time, of other powers of attorney by the undersigned in favor of persons other than those named herein.
The undersigned agrees and represents to those dealing with its attorney that this Power of Attorney is for indefinite duration and may be voluntarily revoked only by written notice to such attorney-in-fact, delivered by registered mail or certified mail, return receipt requested.
WITNESS THE EXECUTION HEREOF this 27 day of April 2015.
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TRACTORS AND FARM EQUIPMENT LIMITED,
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By:
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/s/ Mallika Srinivasan |
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Name: Mallika Srinivasan |
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Title: Chairman |
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TAFE MOTORS AND TRACTORS LIMITED,
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By:
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/s/ Mallika Srinivasan |
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Name: Mallika Srinivasan |
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Title: Chairman |
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/s/ Mallika Srinivasan |
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Name: Mallika Srinivasan |
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Title: Chairman |
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