SEC FORM
4
SEC Form 4
| FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
|
| OMB APPROVAL |
| OMB Number: |
3235-0287 |
| Estimated average burden |
| hours per response: |
0.5 |
|
|
 |
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
|
2. Issuer Name and Ticker or Trading Symbol
AGCO CORP /DE
[ AG ]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
| X |
Director |
|
10% Owner |
|
Officer (give title below) |
|
Other (specify below) |
|
|
3. Date of Earliest Transaction
(Month/Day/Year)
12/02/2004
|
4. If Amendment, Date of Original Filed
(Month/Day/Year)
|
6. Individual or Joint/Group Filing (Check Applicable Line)
| X |
Form filed by One Reporting Person |
|
Form filed by More than One Reporting Person |
|
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
|---|
| 1. Title of Security (Instr.
3)
|
2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
|
4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
|
5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
|
7. Nature of Indirect Beneficial Ownership (Instr.
4)
|
| Code |
V |
Amount |
(A) or (D) |
Price |
| Common Stock |
12/02/2004 |
|
M |
|
5,000 |
A |
$18.25
|
15,000 |
D |
|
| Common Stock |
12/02/2004 |
|
S |
|
5,000 |
D |
$21.51
|
10,000 |
D |
|
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
|
|---|
| 1. Title of Derivative Security (Instr.
3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
|
5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
|
6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
|
8. Price of Derivative Security (Instr.
5)
|
9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
|
10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
|
11. Nature of Indirect Beneficial Ownership (Instr.
4)
|
| Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| Director Stock Option (Right to Buy) |
$18.25
|
12/02/2004 |
|
M |
|
|
5,000 |
|
|
Common Stock |
5,000 |
$0.00
|
0 |
D |
|
| Explanation of Responses: |
|
|
| Remarks: |
|
|
Lynnette D. Schoenfeld
Attorney-in-Fact |
12/03/2004 |
|
** Signature of Reporting Person |
Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
LIMITED POWER OF ATTORNEY FOR
SECTION 16 REPORTING OBLIGATIONS
KNOW ALL MEN BY THESE PRESENTS, that the undersigned, GERALD B.
JOHANNESON, hereby appoints each of Stephen D. Lupton and Lynnette D.
Schoenfeld to be the undersigned's true and lawful attorney, for them, and
in their names, place and stead to execute, acknowledge, deliver and file
Forms 3, 4, and 5 (including amendments thereto) with respect to securities
of AGCO Corporation (the "Company"), required to be filed with the
Securities and Exchange Commission, national securities exchanges and the
Company pursuant to Section 16(a) of the Securities Exchange Act of 1934
and the rules and regulations thereunder, granting to each of Stephen D.
Lupton and Lynnette D. Schoenfeld full power and authority to perform all
acts necessary to the completion of such purposes.
The
undersigned agrees that each of the attorneys-in-fact herein, Stpehen D.
Lupton and Lynnette D. Schoenfeld, may rely entirely on information
furnished orally or in writing by the undersigned to such attorney-in-fact.
The undersigned also agrees to indemnify and hold harmless the Company and
each attorney-in-fact against any losses, claims, damages, or liabilities
(or actions in these respects) that arise out of or are based upon any
untrue statement or omission of necessary facts in the information provided
by the undersigned to each attorney-in-fact for purposes of executing,
acknowledging, delivering, or filing Forms 3, 4, or 5 (including amendments
thereto) and agrees to reimburse the Company and each attorney-in-fact
herein for any legal or other expenses reasonably incurred in connection
with investigating or defending against any such loss, claim, damage,
liability, or action.
The validity of this Power of Attorney shall
not be affected in any manner by reason of the execution, at any time, of
other powers of attorney by the undersigned in favor of persons other than
those named herein.
The undersigned agrees and represents to those
dealing with its attorneys-in-fact herein, Stephen D. Lupton and Lynnette
D. Schoenfeld, that this Power of Attorney is for indefinite duration and
may be voluntarily revoked only by written notice to either such
attorney-in-fact, delivered by registered mail or certified mail, return
receipt requested.
WITNESS THE EXECUTION HEREOF this 31st day of
January, 2002.
/s/ Gerald B. Johanneson
